FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+2.32%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$168M
AUM Growth
+$89.1M
Cap. Flow
+$93.1M
Cap. Flow %
55.52%
Top 10 Hldgs %
54.34%
Holding
849
New
248
Increased
76
Reduced
62
Closed
159

Top Buys

1
ATVI
Activision Blizzard Inc.
ATVI
+$27.9M
2
DHR icon
Danaher
DHR
+$12.4M
3
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$11.6M
4
K icon
Kellanova
K
+$5.9M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$4.96M

Top Sells

1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$7.09M
2
LH icon
Labcorp
LH
+$2.66M
3
BWA icon
BorgWarner
BWA
+$2.22M
4
FRG
Franchise Group, Inc.
FRG
+$2.15M
5
UNVR
Univar Solutions Inc.
UNVR
+$1.94M

Sector Composition

1 Technology 27.82%
2 Healthcare 27.56%
3 Consumer Staples 8.8%
4 Industrials 8.11%
5 Consumer Discretionary 7.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PPT
526
Putnam Premier Income Trust
PPT
$354M
$1K ﹤0.01%
+500
New +$1K
SG icon
527
Sweetgreen
SG
$971M
$1K ﹤0.01%
150
– –
XFLT
528
XAI Octagon Floating Rate and Alternative Income Trust
XFLT
$426M
$1K ﹤0.01%
200
– –
RAD
529
DELISTED
Rite Aid Corporation
RAD
$1K ﹤0.01%
+3,000
New +$1K
MNP
530
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$1K ﹤0.01%
100
– –
NATI
531
DELISTED
National Instruments Corp
NATI
– –
0
– –
TRTN
532
DELISTED
Triton International Limited
TRTN
– –
0
– –
RADI
533
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
– –
-3,200
Closed -$47K
WWE
534
DELISTED
World Wrestling Entertainment
WWE
– –
0
– –
FOCS
535
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-4,853
Closed -$254K
APE
536
DELISTED
AMC Entertainment Holdings, Inc. AMC Preferred Equity Units, each constituting a depositary share representing a 1/100th interest in a share of Series A Convertible Participating Preferred Stock
APE
– –
-1,003,130
Closed -$1.75M
FORG
537
DELISTED
ForgeRock, Inc.
FORG
– –
-34,550
Closed -$709K
SUNL
538
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
– –
-9,713
Closed -$56K
FRG
539
DELISTED
Franchise Group, Inc.
FRG
– –
-75,000
Closed -$2.15M
KDNY
540
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-4,000
Closed -$153K
DICE
541
DELISTED
DICE Therapeutics, Inc. Common Stock
DICE
– –
-2,000
Closed -$92K
WTT
542
DELISTED
Wireless Telecom Group, Inc.
WTT
– –
-60,000
Closed -$126K
UNVR
543
DELISTED
Univar Solutions Inc.
UNVR
– –
-54,000
Closed -$1.94M
AJRD
544
DELISTED
Aerojet Rocketdyne Holdings, Inc.
AJRD
– –
0
– –
ABST
545
DELISTED
Absolute Software Corporation Common Stock
ABST
– –
-10,000
Closed -$114K
LSI
546
DELISTED
Life Storage, Inc.
LSI
– –
-10,000
Closed -$1.33M
GLOP
547
DELISTED
GASLOG PARTNERS LP
GLOP
– –
0
– –
ISEE
548
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-180,106
Closed -$7.09M
SI
549
DELISTED
Silvergate Capital Corporation
SI
$0 ﹤0.01%
5,000
– –
FRC
550
DELISTED
First Republic Bank
FRC
– –
-3,300
Closed -$1K
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