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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALXO icon
526
ALX Oncology
ALXO
$274M
– –
-723
Closed -$53K
AMAT icon
527
CALL
Applied Materials
AMAT
$438B
– –
-100
Closed -$12K
AMBA icon
528
Ambarella
AMBA
$3.66B
– –
-258
Closed -$40K
AN icon
529
AutoNation
AN
$6.88B
– –
-491
Closed -$59K
AOD
530
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
– –
-5,000
Closed -$48K
AQB icon
531
AquaBounty Technologies
AQB
$7.57M
$0 ﹤0.01%
5
– –
ARBK
532
Argo Blockchain
ARBK
$41.7M
– –
-14
Closed -$47K
ARCC icon
533
Ares Capital
ARCC
$14.3B
– –
-2,000
Closed -$40K
ARDC
534
Are Dynamic Credit Allocation Fund
ARDC
$299M
– –
-3,700
Closed -$59K
ARVN icon
535
Arvinas
ARVN
$581M
– –
-693
Closed -$56K
ASG
536
Liberty All-Star Growth Fund
ASG
$349M
– –
-5,973
Closed -$51K
ASGI
537
abrdn Global Infrastructure Income Fund
ASGI
$764M
– –
-4,900
Closed -$97K
ATEX icon
538
CALL
Anterix
ATEX
$1.71B
– –
-100
Closed -$6K
AUR icon
539
Aurora
AUR
$13.3B
– –
-800
Closed -$7K
AVB icon
540
AvalonBay Communities
AVB
$25.8B
– –
-14
Closed -$3K
AVK
541
Advent Convertible and Income Fund
AVK
$573M
– –
-1,284
Closed -$22K
AWF
542
AllianceBernstein Global High Income Fund
AWF
$877M
– –
-5,000
Closed -$61K
AWP
543
abrdn Global Premier Properties Fund
AWP
$360M
– –
-4,167
Closed -$75K
BA icon
544
Boeing
BA
$183B
– –
-1,700
Closed -$373K
BBDC icon
545
Barings BDC
BBDC
$967M
– –
-2,500
Closed -$27K
BCTX
546
Briacell Therapeutics
BCTX
$29.8M
– –
-31
Closed -$37K
BCX icon
547
BlackRock Resources & Commodities Strategy Trust
BCX
$965M
– –
-2,000
Closed -$17K
BDJ icon
548
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
– –
-2,500
Closed -$24K
BEEM icon
549
Beam Global
BEEM
$25.8M
– –
-24,400
Closed -$667K
BGB
550
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
– –
-7,800
Closed -$108K
20 21
22
23 24

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KWM
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CC
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SL
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.