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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
526
PUT
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$10K ﹤0.01%
+200
New +$10.4K
IWM icon
527
CALL
iShares Russell 2000 ETF
IWM
$82.4B
$10K ﹤0.01%
+50
New +$11.1K
MSM icon
528
MSC Industrial Direct
MSM
$6.77B
$10K ﹤0.01%
130
+30
+30% +$2.55K
SPY icon
529
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$10K ﹤0.01%
+25
New +$11K
STNE icon
530
StoneCo
STNE
$2.49B
$10K ﹤0.01%
300
+290
+2,900% +$15.1K
CRHC
531
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$10K ﹤0.01%
1,100
+500
+83% +$4.91K
BTNB
532
DELISTED
Bridgetown 2 Holdings Limited Class A Ordinary Shares
BTNB
$10K ﹤0.01%
+1,078
New +$10.7K
BF.A icon
533
Brown-Forman Class A
BF.A
$13.1B
$9K ﹤0.01%
150
– –
C icon
534
Citigroup
C
$233B
$9K ﹤0.01%
140
-10
-7% -$699
CCJ icon
535
CALL
Cameco
CCJ
$42.6B
$9K ﹤0.01%
+450
New +$8.51K
DFTX
536
Definium Therapeutics
DFTX
$5.9B
$9K ﹤0.01%
267
-2,486
-90% -$107K
TBT icon
537
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$306M
$9K ﹤0.01%
500
– –
VXX icon
538
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$142M
$9K ﹤0.01%
22
-3
-12% -$1.34K
ACII.U
539
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
$9K ﹤0.01%
910
+175
+24% +$1.75K
KDP icon
540
CALL
Keurig Dr Pepper
KDP
$42.3B
$8K ﹤0.01%
+235
New +$8.22K
CBH
541
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$8K ﹤0.01%
+800
New +$8.31K
SLACU
542
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
$8K ﹤0.01%
900
– –
EQRX
543
DELISTED
EQRx, Inc. Common Stock
EQRX
$8K ﹤0.01%
+816
New +$8.16K
JEMD
544
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$8K ﹤0.01%
+1,050
New +$8.5K
QTNT
545
DELISTED
Quotient Limited Ordinary Shares
QTNT
$8K ﹤0.01%
91
-75
-45% -$9.37K
GSH
546
DELISTED
Guangshen Railway Co. Ltd
GSH
$8K ﹤0.01%
+880
New +$8K
AUR icon
547
Aurora
AUR
$13.4B
$7K ﹤0.01%
+800
New +$7.91K
BTU icon
548
CALL
Peabody Energy
BTU
$2.94B
$7K ﹤0.01%
+500
New +$6.55K
HIPO icon
549
CALL
Hippo Holdings
HIPO
$869M
$7K ﹤0.01%
+60
New +$10.5K
SNAP icon
550
CALL
Snap
SNAP
$8.96B
$7K ﹤0.01%
+108
New +$7.8K
20 21
22
23 24

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ACP
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CC
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SL
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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.