FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+45.27%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$171M
AUM Growth
+$39.6M
Cap. Flow
+$21.3M
Cap. Flow %
12.48%
Top 10 Hldgs %
38.23%
Holding
697
New
222
Increased
63
Reduced
63
Closed
252

Top Buys

1
IAC icon
IAC Inc
IAC
$26M
2
BABA icon
Alibaba
BABA
$8.48M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$6.91M
4
FSR
Fisker Inc.
FSR
$3.24M
5
WCC.PRA
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
$3.09M

Top Sells

1
AGN
Allergan plc
AGN
$18.4M
2
WBC
WABCO HOLDINGS INC.
WBC
$5M
3
RTX icon
RTX Corp
RTX
$4.09M
4
SSL icon
Sasol
SSL
$4.04M
5
ASML icon
ASML
ASML
$3.91M

Sector Composition

1 Consumer Discretionary 21.13%
2 Communication Services 18.35%
3 Technology 12.65%
4 Industrials 10.61%
5 Healthcare 8.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CARO
526
DELISTED
Carolina Financial Corp.
CARO
– –
-20,000
Closed -$517K
TTP
527
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$0 ﹤0.01%
+1
New –
MLNX
528
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-24,212
Closed -$2.94M
ALGRR
529
DELISTED
Allegro Merger Corp. Right
ALGRR
– –
-10,000
Closed –
TGE
530
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-49,813
Closed -$819K
FTSV
531
DELISTED
Forty Seven, Inc. Common Stock
FTSV
– –
-22,205
Closed -$2.12M
RPAYW
532
DELISTED
Repay Holdings Corporation Warrant expiring 07/11/2024
RPAYW
– –
-44,200
Closed -$57K
GTYH
533
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$0 ﹤0.01%
+100
New –
FNBC
534
DELISTED
First NBC Bank Holding Company
FNBC
$0 ﹤0.01%
8,519
– –
NLSN
535
DELISTED
Nielsen Holdings plc
NLSN
– –
0
– –
FNM
536
DELISTED
FANNIE MAE
FNM
$0 ﹤0.01%
+400
New –
INPC
537
DELISTED
INPHONIC INC
INPC
$0 ﹤0.01%
14,472
– –
LVOXU
538
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$0 ﹤0.01%
20
-80
-80% –
CEMI
539
DELISTED
Chembio diagnostics, Inc.
CEMI
– –
-10,829
Closed -$55K
BBF
540
DELISTED
BlackRock Municipal Income Investment Trust
BBF
– –
-10,193
Closed -$124K
AA icon
541
Alcoa
AA
$8.1B
– –
-100
Closed –
AAPL icon
542
Apple
AAPL
$3.56T
– –
0
– –
ACB
543
Aurora Cannabis
ACB
$272M
– –
-4
Closed –
ACGL icon
544
Arch Capital
ACGL
$34.4B
– –
-41,750
Closed -$1.19M
ADC icon
545
Agree Realty
ADC
$7.97B
– –
-2,000
Closed -$123K
ADI icon
546
Analog Devices
ADI
$121B
– –
-3,700
Closed -$331K
AEG icon
547
Aegon
AEG
$11.9B
– –
-107,509
Closed -$247K
AER icon
548
AerCap
AER
$21.9B
– –
0
– –
AGEN
549
Agenus
AGEN
$137M
– –
0
– –
AL icon
550
Air Lease Corp
AL
$7.11B
– –
-4,750
Closed -$105K
20 21
22
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