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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EA
526
DELISTED
Electronic Arts
EA
– –
-3,124
Closed -$335K
EAD
527
Allspring Income Opportunities Fund
EAD
$379M
– –
-29,553
Closed -$248K
EC icon
528
Ecopetrol
EC
$34.9B
– –
-182
Closed -$3K
EDD
529
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
– –
-23,532
Closed -$164K
EFR
530
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
– –
-13,171
Closed -$178K
EFT
531
Eaton Vance Floating-Rate Income Trust
EFT
$288M
– –
-4,200
Closed -$57K
EMD
532
Western Asset Emerging Markets Debt Fund
EMD
$610M
– –
-33,788
Closed -$482K
EMF
533
Templeton Emerging Markets Fund
EMF
$332M
– –
-7,931
Closed -$123K
EMO
534
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
– –
-1,894
Closed -$79K
ENSG icon
535
The Ensign Group
ENSG
$10.6B
– –
-2,500
Closed -$113K
EOD
536
Allspring Global Dividend Opportunity Fund
EOD
$288M
– –
-1,456
Closed -$8K
EPC icon
537
Edgewell Personal Care
EPC
$1.32B
– –
-6,000
Closed -$185K
EQ icon
538
Equillium
EQ
$138M
– –
-5,600
Closed -$18K
ERC
539
Allspring Multi-Sector Income Fund
ERC
$261M
– –
-7,769
Closed -$100K
ERH
540
Allspring Utilities & High Income Fund
ERH
$103M
– –
-182
Closed -$2K
ERII icon
541
Energy Recovery
ERII
$397M
– –
-10,500
Closed -$102K
ETSY icon
542
Etsy
ETSY
$7.31B
– –
-8,500
Closed -$376K
EVF
543
Eaton Vance Senior Income Trust
EVF
$91.2M
– –
-29,255
Closed -$187K
EVG
544
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
– –
-9,914
Closed -$133K
EXPE icon
545
Expedia Group
EXPE
$39.1B
– –
-415
Closed -$44K
FAX
546
abrdn Asia-Pacific Income Fund
FAX
$601M
– –
-11,151
Closed -$284K
FCOR icon
547
Fidelity Corporate Bond ETF
FCOR
$352M
– –
-91
Closed -$4K
FCT
548
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
– –
-23,282
Closed -$292K
FDX icon
549
CALL
FedEx
FDX
$77.3B
– –
-50
Closed -$7K
FGB
550
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
– –
-12,472
Closed -$74K
20 21
22
23 24

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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.