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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
501
Apple
AAPL
$4.46T
$14K 0.01%
100
-8,900
-99% -$1.31M
CFIV
502
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$14K 0.01%
1,502
+102
+7% +$991
AAC.U
503
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$14K 0.01%
1,500
+600
+67% +$5.97K
SVFA
504
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$14K 0.01%
1,500
+900
+150% +$8.8K
MUDS
505
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$14K 0.01%
1,500
-45,050
-97% -$473K
SEAH
506
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$14K 0.01%
1,400
-1,300
-48% -$12.9K
ENFAU
507
DELISTED
890 5th Avenue Partners Inc Unit
ENFAU
$14K 0.01%
1,400
– –
TOST icon
508
Toast
TOST
$20.4B
$13K 0.01%
+270
New +$14.8K
UPXI icon
509
Upexi
UPXI
$54.8M
$13K 0.01%
+134
New +$14K
ZG icon
510
Zillow
ZG
$8.15B
$13K 0.01%
150
-40
-21% -$4.08K
FVT.U
511
DELISTED
Fortress Value Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fifth of one Warrant
FVT.U
$13K 0.01%
1,400
– –
BOWX
512
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
$13K 0.01%
1,300
+1,100
+550% +$11.3K
AEM icon
513
Agnico Eagle Mines
AEM
$91.3B
$12K 0.01%
250
-150
-38% -$8.73K
AMAT icon
514
CALL
Applied Materials
AMAT
$424B
$12K 0.01%
+100
New +$13.6K
EDSA icon
515
Edesa Biotech
EDSA
$52.3M
$12K 0.01%
+234
New +$9.11K
LBTYA icon
516
Liberty Global Class A
LBTYA
$3.58B
$12K 0.01%
420
-380
-48% -$10.5K
OGI
517
Organigram Holdings
OGI
$177M
$12K 0.01%
+1,350
New +$13.8K
TDOC icon
518
Teladoc Health
TDOC
$1.26B
$12K 0.01%
+100
New +$14.6K
BOAC
519
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$12K 0.01%
1,300
+250
+24% +$2.45K
CRHC.U
520
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$12K 0.01%
1,230
– –
BRW
521
Saba Capital Income & Opportunities Fund
BRW
$335M
$11K 0.01%
1,250
-5,138
-80% -$47.2K
CLSK icon
522
CleanSpark
CLSK
$2.96B
$11K 0.01%
1,030
-97,663
-99% -$1.31M
KWEB icon
523
CALL
KraneShares CSI China Internet ETF
KWEB
$5.31B
$11K 0.01%
250
+172
+221% +$9.02K
SHIP icon
524
Seanergy Maritime Holdings
SHIP
$360M
$11K 0.01%
800
+400
+100% +$4.67K
FLZH
525
Flash Sports & Media Holdings
FLZH
$74.9M
$11K 0.01%
+34
New +$10.2K
19 20
21
22 23

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ACP
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CC
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SL
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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.