FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+45.27%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$171M
AUM Growth
+$39.6M
Cap. Flow
+$21.3M
Cap. Flow %
12.48%
Top 10 Hldgs %
38.23%
Holding
697
New
222
Increased
63
Reduced
63
Closed
252

Top Buys

1
IAC icon
IAC Inc
IAC
$26M
2
BABA icon
Alibaba
BABA
$8.48M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$6.91M
4
FSR
Fisker Inc.
FSR
$3.24M
5
WCC.PRA
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
$3.09M

Top Sells

1
AGN
Allergan plc
AGN
$18.4M
2
WBC
WABCO HOLDINGS INC.
WBC
$5M
3
RTX icon
RTX Corp
RTX
$4.09M
4
SSL icon
Sasol
SSL
$4.04M
5
ASML icon
ASML
ASML
$3.91M

Sector Composition

1 Consumer Discretionary 21.13%
2 Communication Services 18.35%
3 Technology 12.65%
4 Industrials 10.61%
5 Healthcare 8.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PNNT
501
Pennant Park Investment Corp
PNNT
$471M
– –
-18,000
Closed -$46K
PPT
502
Putnam Premier Income Trust
PPT
$354M
– –
-30,013
Closed -$136K
QQQ icon
503
Invesco QQQ Trust
QQQ
$368B
– –
-2,500
Closed -$476K
QRVO icon
504
Qorvo
QRVO
$8.61B
$0 ﹤0.01%
+1
New –
RILYN icon
505
B. Riley Financial 6.50% Senior Notes due 2026
RILYN
– –
-2,000
Closed -$36K
RMI
506
RiverNorth Opportunistic Municipal Income Fund
RMI
$89.6M
– –
-7,300
Closed -$146K
RMM
507
RiverNorth Managed Duration Municipal Income Fund
RMM
$269M
– –
-2,300
Closed -$41K
SAP icon
508
SAP
SAP
$313B
– –
-13,000
Closed -$1.44M
SHAK icon
509
Shake Shack
SHAK
$4.03B
– –
-1
Closed –
SLB icon
510
Schlumberger
SLB
$53.4B
– –
-50
Closed –
SMG icon
511
ScottsMiracle-Gro
SMG
$3.64B
– –
-1,500
Closed -$153K
SMH icon
512
VanEck Semiconductor ETF
SMH
$27.3B
– –
0
– –
SNGX icon
513
Soligenix
SNGX
$12.3M
– –
-459
Closed -$184K
SNY icon
514
Sanofi
SNY
$113B
– –
0
– –
SOXL icon
515
Direxion Daily Semiconductor Bull 3X Shares
SOXL
$11.4B
– –
-1,890
Closed -$11K
SPG icon
516
Simon Property Group
SPG
$59.5B
– –
0
– –
SPNT icon
517
SiriusPoint
SPNT
$2.19B
– –
-25,000
Closed -$185K
SPXL icon
518
Direxion Daily S&P 500 Bull 3x Shares
SPXL
$5.49B
– –
-1
Closed –
SPY icon
519
SPDR S&P 500 ETF Trust
SPY
$660B
– –
0
– –
SQQQ icon
520
ProShares UltraPro Short QQQ
SQQQ
$2.32B
– –
-354
Closed -$860K
STNG icon
521
Scorpio Tankers
STNG
$2.71B
– –
-29,100
Closed -$556K
SU icon
522
Suncor Energy
SU
$48.5B
– –
-5,000
Closed -$79K
SYF.PRA icon
523
Synchrony Financial Depositary Shares, each Representing a 1/40th Interest in a Share of 5.625% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A
SYF.PRA
$14.9M
– –
-500
Closed -$8K
SYY icon
524
Sysco
SYY
$39.4B
$0 ﹤0.01%
+1
New –
TAK icon
525
Takeda Pharmaceutical
TAK
$48.6B
– –
-18,000
Closed -$273K
19 20
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