We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUK
501
DELISTED
Carnival PLC
CUK
– –
-6,450
Closed -$310K
CVNA icon
502
Carvana
CVNA
$79.7B
– –
-2,500
Closed -$46K
CYRX icon
503
CryoPort
CYRX
$750M
– –
-10,000
Closed -$164K
CZR icon
504
Caesars Entertainment
CZR
$6.04B
– –
-500
Closed -$29K
DAC icon
505
Danaos Corp
DAC
$2.55B
– –
-11,488
Closed -$105K
DBL
506
DoubleLine Opportunistic Credit Fund
DBL
$281M
– –
-12,583
Closed -$259K
DBX icon
507
Dropbox
DBX
$7.31B
– –
-6,500
Closed -$116K
DD icon
508
CALL
DuPont de Nemours
DD
$19.5B
– –
-1,832
Closed -$147K
DDD icon
509
3D Systems Corp
DDD
$603M
– –
-8,800
Closed -$85.8K
DELL icon
510
Dell
DELL
$313B
– –
-2
Closed –
DEO icon
511
Diageo
DEO
$52.2B
– –
-5,541
Closed -$933K
DFP
512
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
– –
-4,756
Closed -$127K
DHF
513
BNY Mellon High Yield Strategies Fund
DHF
$175M
– –
-30,459
Closed -$94K
DHY
514
Credit Suisse High Yield Credit Fund
DHY
$239M
– –
-24,343
Closed -$60K
DIS icon
515
Walt Disney
DIS
$178B
– –
-7,638
Closed -$966K
DKNG icon
516
DraftKings
DKNG
$12.7B
– –
-7,100
Closed -$102K
DLNG.PRB
517
DELISTED
Dynagas LNG Partners LP 8.75% Series B Fixed to Floating Rate Cumulative Redeemable Perpetual Preferred Units, liquidation preference $25.00 per Unit
DLNG.PRB
– –
-347
Closed -$6K
DMF
518
DELISTED
BNY Mellon Municipal Income
DMF
– –
-900
Closed -$8K
DMO
519
Western Asset Mortgage Opportunity Fund
DMO
$120M
– –
-12,065
Closed -$244K
DOCU
520
DocuSign
DOCU
$11.1B
– –
-4,000
Closed -$296K
DPG
521
Duff & Phelps Utility and Infrastructure Fund
DPG
$527M
– –
-2,496
Closed -$37K
DSL
522
DoubleLine Income Solutions Fund
DSL
$1.23B
– –
-7,950
Closed -$157K
DSU icon
523
BlackRock Debt Strategies Fund
DSU
$599M
– –
-2,344
Closed -$26K
DXJ icon
524
PUT
WisdomTree Japan Hedged Equity Fund
DXJ
$7.53B
– –
-100
Closed -$5K
DY icon
525
Dycom Industries
DY
$12.3B
– –
-13,000
Closed -$612K
19 20
21
22 23

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.