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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+39.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$6.52M
Cap. Flow
-$15.7M
Cap. Flow %
-5.36%
Top 10 Hldgs %
51.01%
Holding
1,152
New
460
Increased
127
Reduced
100
Closed
409

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$25.3M
2
DIS icon
Walt Disney
DIS
+$22.9M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$20.6M
4
COTY icon
Coty
COTY
+$19.9M
5
CELG
Celgene Corp
CELG
+$11.4M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$44M
2
TSRO
TESARO, Inc.
TSRO
+$17.4M
3
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$17M
4
LIN icon
Linde
LIN
+$9.44M
5
ATHN
Athenahealth, Inc.
ATHN
+$8.65M

Sector Composition

Rank Sector Weight
1 Communication Services 19.03%
2 Materials 10.98%
3 Consumer Staples 10.22%
4 Healthcare 8.66%
5 Financials 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMO
501
Franklin Municipal Opportunities Trust
PMO
$285M
$5K ﹤0.01%
426
+156
+58% +$1.86K
SCHW.PRD
502
Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
$721M
$5K ﹤0.01%
+200
New +$5.22K
STRR
503
DELISTED
Star Equity Holdings
STRR
$5K ﹤0.01%
120
– –
TRST
504
Trustco Bank Corp NY
TRST
$953M
$5K ﹤0.01%
142
+52
+58% +$2.06K
UVSP icon
505
Univest Financial
UVSP
$1.18B
$5K ﹤0.01%
213
+78
+58% +$1.9K
VKTX icon
506
CALL
Viking Therapeutics
VKTX
$3.94B
$5K ﹤0.01%
+530
New +$4.44K
XYLO
507
DELISTED
Xylo Technologies
XYLO
$5K ﹤0.01%
+45
New +$5.03K
CARS icon
508
Cars.com
CARS
$635M
$4K ﹤0.01%
+200
New +$4.84K
GB
509
DELISTED
Global Blue Group Holding
GB
$4K ﹤0.01%
500
-540
-52% -$5.3K
GDO
510
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$4K ﹤0.01%
+284
New +$4.61K
GDX icon
511
CALL
VanEck Gold Miners ETF
GDX
$27.5B
$4K ﹤0.01%
200
-300
-60% -$6.6K
GLD icon
512
CALL
SPDR Gold Trust
GLD
$143B
$4K ﹤0.01%
+33
New +$4.07K
HACK icon
513
PUT
Amplify Cybersecurity ETF
HACK
$3B
$4K ﹤0.01%
+106
New +$4.04K
HRL icon
514
CALL
Hormel Foods
HRL
$13.4B
$4K ﹤0.01%
+100
New +$4.28K
HRL icon
515
PUT
Hormel Foods
HRL
$13.4B
$4K ﹤0.01%
+100
New +$4.28K
IGV icon
516
PUT
iShares Expanded Tech-Software Sector ETF
IGV
$14.9B
$4K ﹤0.01%
+110
New +$4.34K
JGH icon
517
Nuveen Global High Income Fund
JGH
$356M
$4K ﹤0.01%
+284
New +$4.22K
JPI
518
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$4K ﹤0.01%
+213
New +$4.68K
JRI icon
519
Nuveen Real Asset Income & Growth Fund
JRI
$349M
$4K ﹤0.01%
+284
New +$4.36K
MUA icon
520
BlackRock MuniAssets Fund
MUA
$518M
$4K ﹤0.01%
+284
New +$4K
NQP
521
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$4K ﹤0.01%
+355
New +$4.56K
NXJ
522
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$4K ﹤0.01%
+355
New +$4.75K
PCN
523
PIMCO Corporate & Income Strategy Fund
PCN
$891M
$4K ﹤0.01%
284
+104
+58% +$1.7K
PPT
524
Franklin Premier Income Trust
PPT
$332M
$4K ﹤0.01%
+852
New +$4.25K
RCS
525
PIMCO Strategic Income Fund
RCS
$249M
$4K ﹤0.01%
426
+156
+58% +$1.58K
19 20
21
22 23

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FNY Investment Advisers's Q1 2019 Portfolio in Review

As of Q1 2019, FNY Investment Advisers held 1,152 positions worth $292M, up 2.3% from $286M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

FNY Investment Advisers withdrew a net $15.7M in Q1 2019, closing 409 positions and reducing 100 holdings. Its most notable exit was Shire pic, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 19% of assets, up from 16% a quarter earlier, followed by Materials and Consumer Staples.

Against the trend, FNY Investment Advisers opened a new position in DuPont de Nemours worth $16.5M.

  • FNY Investment Advisers's largest Q1 2019 buy was DuPont de Nemours: 182,324 shares worth $16.5M.
  • FNY Investment Advisers added most to Brookfield Property REIT Inc. Class A Common Stock in Q1 2019, an estimated $4.59M increase.
  • FNY Investment Advisers's biggest Q1 2019 reduction was Barclays, cutting an estimated $6.74M.
  • FNY Investment Advisers fully exited Shire pic in Q1 2019, selling an estimated $44M.
  • FNY Investment Advisers's ten largest holdings make up 51% of its $292M portfolio in Q1 2019.
  • FNY Investment Advisers opened 460 new positions and closed 409 in Q1 2019.
  • FNY Investment Advisers's portfolio value rose 2.3% quarter-over-quarter to $292M.

Based on FNY Investment Advisers's 13F filing for Q1 2019, filed 17 Apr 2019.