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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.89%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$286M
AUM Growth
-$143M
Cap. Flow
-$112M
Cap. Flow %
-39.32%
Top 10 Hldgs %
50.25%
Holding
1,291
New
379
Increased
118
Reduced
110
Closed
598

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$33.7M
2
RHT
Red Hat Inc
RHT
+$15M
3
TSRO
TESARO, Inc.
TSRO
+$11.3M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$10.3M
5
LIN icon
Linde
LIN
+$9.56M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$58.3M
2
AIMC
Altra Industrial Motion Corp
AIMC
+$32.1M
3
COL
Rockwell Collins
COL
+$25.9M
4
ESRX
Express Scripts Holding Company
ESRX
+$21.9M
5
FTV icon
Fortive
FTV
+$15.5M

Sector Composition

Rank Sector Weight
1 Healthcare 24.91%
2 Communication Services 16.31%
3 Financials 12.88%
4 Technology 10.56%
5 Industrials 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHN
501
CALL
DELISTED
Athenahealth, Inc.
ATHN
$8K ﹤0.01%
+63
New +$8.07K
DNB
502
CALL
DELISTED
Dun & Bradstreet
DNB
$8K ﹤0.01%
57
-13
-19% -$1.85K
ERC
503
Allspring Multi-Sector Income Fund
ERC
$261M
$7K ﹤0.01%
675
– –
HPE icon
504
Hewlett Packard
HPE
$72B
$7K ﹤0.01%
+586
New +$8.78K
JG
505
Aurora Mobile
JG
$29.8M
$7K ﹤0.01%
50
-475
-90% -$61.5K
NVNO
506
enVVeno Medical
NVNO
$7.6M
$7K ﹤0.01%
+6
New +$10.8K
PDI icon
507
PIMCO Dynamic Income Fund
PDI
$7.45B
$7K ﹤0.01%
270
+90
+50% +$2.79K
X
508
CALL
DELISTED
US Steel
X
$7K ﹤0.01%
416
+87
+26% +$2.18K
XPO icon
509
CALL
XPO
XPO
$23.8B
$7K ﹤0.01%
+376
New +$10.4K
LGF.B
510
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$7K ﹤0.01%
500
– –
PFIE
511
DELISTED
Profire Energy, Inc
PFIE
$7K ﹤0.01%
5,511
– –
SIEN
512
DELISTED
Sientra, Inc.
SIEN
$7K ﹤0.01%
+60
New +$11.2K
TTPH
513
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$7K ﹤0.01%
350
+255
+268% +$9.97K
DLNG.PRB
514
DELISTED
Dynagas LNG Partners LP 8.75% Series B Fixed to Floating Rate Cumulative Redeemable Perpetual Preferred Units, liquidation preference $25.00 per Unit
DLNG.PRB
$6K ﹤0.01%
+347
New +$7.59K
EOD
515
Allspring Global Dividend Opportunity Fund
EOD
$287M
$6K ﹤0.01%
1,381
+256
+23% +$1.3K
ERH
516
Allspring Utilities & High Income Fund
ERH
$103M
$6K ﹤0.01%
562
+472
+524% +$5.61K
LEN.B icon
517
Lennar Class B
LEN.B
$20.8B
$6K ﹤0.01%
211
-116
-35% -$3.81K
NVDA icon
518
NVIDIA
NVDA
$5.27T
$6K ﹤0.01%
2,000
-192,560
-99% -$921K
SNP
519
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$6K ﹤0.01%
99
– –
PTE
520
DELISTED
PolarityTE, Inc. Common Stock
PTE
$6K ﹤0.01%
+20
New +$7.24K
APA icon
521
APA Corp
APA
$14.2B
$5K ﹤0.01%
200
-1,384
-87% -$51K
CANG
522
Cango Inc
CANG
$70.6M
$5K ﹤0.01%
+70
New +$6.35K
CARV
523
DELISTED
Carver Bancorp
CARV
$5K ﹤0.01%
+2,000
New +$8.09K
EAT icon
524
Brinker International
EAT
$9.49B
$5K ﹤0.01%
135
– –
PEP icon
525
CALL
PepsiCo
PEP
$189B
$5K ﹤0.01%
+50
New +$5.64K
19 20
21
22 23

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CC
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BCH
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RFA
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FNY Investment Advisers's Q4 2018 Portfolio in Review

As of Q4 2018, FNY Investment Advisers held 1,291 positions worth $286M, down 33% from $428M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers withdrew a net $112M in Q4 2018, closing 598 positions and reducing 110 holdings. Its most notable exit was Aetna Inc, an estimated $58.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 13% a quarter earlier, followed by Communication Services and Financials.

Against the trend, FNY Investment Advisers opened a new position in Red Hat Inc worth $16.6M.

  • FNY Investment Advisers's largest Q4 2018 buy was Red Hat Inc: 94,676 shares worth $16.6M.
  • FNY Investment Advisers added most to Shire pic in Q4 2018, an estimated $33.7M increase.
  • FNY Investment Advisers's biggest Q4 2018 reduction was Altra Industrial Motion Corp, cutting an estimated $32.1M.
  • FNY Investment Advisers fully exited Aetna Inc in Q4 2018, selling an estimated $58.3M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $286M portfolio in Q4 2018.
  • FNY Investment Advisers opened 379 new positions and closed 598 in Q4 2018.
  • FNY Investment Advisers's portfolio value fell 33% quarter-over-quarter to $286M.

Based on FNY Investment Advisers's 13F filing for Q4 2018, filed 22 Jan 2019.