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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BITW
476
Bitwise 10 Crypto Index ETF
BITW
$609M
$20K 0.01%
+500
New +$20K
GDYN icon
477
Grid Dynamics Holdings
GDYN
$644M
$19K 0.01%
+665
New +$16.3K
MFIC icon
478
MidCap Financial Investment
MFIC
$811M
$19K 0.01%
1,500
-1,500
-50% -$20.4K
RUSHB icon
479
Rush Enterprises Class B
RUSHB
$9.37B
$19K 0.01%
645
-4,041
-86% -$114K
SCM icon
480
Stellus Capital Investment Corp
SCM
$254M
$19K 0.01%
+1,500
New +$19.7K
PARA
481
DELISTED
Paramount Global Class B
PARA
$18K 0.01%
460
-18,110
-98% -$738K
HLTH
482
DELISTED
Cue Health Inc. Common Stock
HLTH
$18K 0.01%
+1,600
New +$25.2K
BSN
483
DELISTED
Broadstone Acquisition Corp.
BSN
$18K 0.01%
1,842
-39,895
-96% -$394K
BCX icon
484
BlackRock Resources & Commodities Strategy Trust
BCX
$961M
$17K 0.01%
+2,000
New +$18.3K
FRGE
485
DELISTED
Forge Global Holdings
FRGE
$17K 0.01%
118
-32,693
-100% -$4.79M
SAFE
486
CALL
DELISTED
Safehold Inc.
SAFE
$17K 0.01%
+240
New +$20.4K
AGCO icon
487
CALL
AGCO
AGCO
$6.96B
$16K 0.01%
+138
New +$18K
ARKK icon
488
PUT
ARK Innovation ETF
ARKK
$6.54B
$16K 0.01%
+150
New +$18.1K
ASTS icon
489
AST SpaceMobile
ASTS
$21.4B
$16K 0.01%
1,500
-2,443
-62% -$27.4K
BOIL icon
490
ProShares Ultra Bloomberg Natural Gas
BOIL
$402M
$16K 0.01%
+1
New +$9.85K
CWEN.A
491
DELISTED
Clearway Energy Class A
CWEN.A
$16K 0.01%
+600
New +$16.9K
KAHC.U
492
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$16K 0.01%
1,653
+853
+107% +$8.53K
AMRN
493
Amarin Corp
AMRN
$299M
$15K 0.01%
155
-450
-74% -$44.2K
INMB icon
494
INmune Bio
INMB
$57.7M
$15K 0.01%
800
+500
+167% +$9.65K
NAD icon
495
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$15K 0.01%
1,000
-8,000
-89% -$130K
NEA icon
496
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$15K 0.01%
1,000
-7,000
-88% -$111K
NMCO icon
497
Nuveen Municipal Credit Opportunities Fund
NMCO
$589M
$15K 0.01%
1,000
-13,076
-93% -$205K
PAI
498
Western Asset Investment Grade Income Fund
PAI
$114M
$15K 0.01%
979
-2,521
-72% -$40.1K
UA icon
499
Under Armour Class C
UA
$2.25B
$15K 0.01%
880
-620
-41% -$11.9K
DUNEU
500
DELISTED
Dune Acquisition Corporation Unit
DUNEU
$15K 0.01%
1,550
– –
18 19
20
21 22

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CC
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SL
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BCH
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NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.