FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+45.27%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$171M
AUM Growth
+$39.6M
Cap. Flow
+$21.3M
Cap. Flow %
12.48%
Top 10 Hldgs %
38.23%
Holding
697
New
222
Increased
63
Reduced
63
Closed
252

Top Buys

1
IAC icon
IAC Inc
IAC
$26M
2
BABA icon
Alibaba
BABA
$8.48M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$6.91M
4
FSR
Fisker Inc.
FSR
$3.24M
5
WCC.PRA
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
$3.09M

Top Sells

1
AGN
Allergan plc
AGN
$18.4M
2
WBC
WABCO HOLDINGS INC.
WBC
$5M
3
RTX icon
RTX Corp
RTX
$4.09M
4
SSL icon
Sasol
SSL
$4.04M
5
ASML icon
ASML
ASML
$3.91M

Sector Composition

1 Consumer Discretionary 21.13%
2 Communication Services 18.35%
3 Technology 12.65%
4 Industrials 10.61%
5 Healthcare 8.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MYI icon
476
BlackRock MuniYield Quality Fund III
MYI
$711M
– –
-6,488
Closed -$82K
NAC icon
477
Nuveen California Quality Municipal Income Fund
NAC
$1.65B
– –
-12,626
Closed -$172K
NAD icon
478
Nuveen Quality Municipal Income Fund
NAD
$2.68B
– –
-8,700
Closed -$119K
NAN icon
479
Nuveen New York Quality Municipal Income Fund
NAN
$342M
– –
-1,600
Closed -$21K
NBB icon
480
Nuveen Taxable Municipal Income Fund
NBB
$473M
– –
-10,900
Closed -$208K
NCLH icon
481
Norwegian Cruise Line
NCLH
$11.6B
– –
-12,500
Closed -$137K
NEA icon
482
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.32B
– –
-12,000
Closed -$162K
NET icon
483
Cloudflare
NET
$74.7B
– –
-3,500
Closed -$82K
NHS
484
Neuberger Berman High Yield Strategies Fund
NHS
$230M
– –
-7,829
Closed -$67K
NIO icon
485
NIO
NIO
$13.4B
$0 ﹤0.01%
+100
New –
NKX icon
486
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$574M
– –
-5,000
Closed -$70K
NMZ icon
487
Nuveen Municipal High Income Opportunity Fund
NMZ
$1.18B
– –
-14,570
Closed -$181K
NNDM
488
Nano Dimension
NNDM
$293M
$0 ﹤0.01%
+100
New –
NNY icon
489
Nuveen New York Municipal Value Fund
NNY
$154M
– –
-10,000
Closed -$94K
NOK icon
490
Nokia
NOK
$24.5B
– –
-229,597
Closed -$711K
OVV icon
491
Ovintiv
OVV
$10.6B
– –
0
– –
PCK
492
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-8,000
Closed -$67K
PCQ
493
Pimco California Municipal Income Fund
PCQ
$159M
– –
-2,009
Closed -$31K
PD icon
494
PagerDuty
PD
$1.54B
– –
0
– –
PHD
495
Pioneer Floating Rate Fund
PHD
$123M
– –
-100
Closed –
PHUN icon
496
Phunware
PHUN
$50.3M
– –
-8
Closed –
PMF
497
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-8,200
Closed -$103K
PML
498
PIMCO Municipal Income Fund II
PML
$491M
– –
-13,295
Closed -$168K
PMO
499
Putnam Municipal Opportunities Trust
PMO
$281M
– –
-2,000
Closed -$23K
PMX
500
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-14,917
Closed -$158K
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20
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