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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.43%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$144M
AUM Growth
+$8.73M
Cap. Flow
+$55.3M
Cap. Flow %
38.32%
Top 10 Hldgs %
39.31%
Holding
1,014
New
240
Increased
111
Reduced
109
Closed
307

Top Buys

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$37.6M
2
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$18.1M
3
AVLR
Avalara, Inc.
AVLR
+$7.1M
4
HLN icon
Haleon
HLN
+$6.35M
5
ABB
ABB Ltd
ABB
+$4.69M

Top Sells

Rank Stock Value
1
LI icon
Li Auto
LI
+$10.3M
2
CHRD icon
Chord Energy
CHRD
+$7.25M
3
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$4.9M
4
HR icon
Healthcare Realty
HR
+$4.23M
5
ASTL icon
Algoma Steel
ASTL
+$3.49M

Sector Composition

Rank Sector Weight
1 Technology 32.15%
2 Healthcare 15.04%
3 Financials 12.28%
4 Industrials 10.87%
5 Communication Services 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
451
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$5K ﹤0.01%
+14
New +$5.56K
STEM icon
452
Stem
STEM
$48.8M
$5K ﹤0.01%
+20
New +$5.12K
BNIXR
453
DELISTED
Bannix Acquisition Corp. Right
BNIXR
$5K ﹤0.01%
100,000
– –
LFTR
454
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
$5K ﹤0.01%
500
-800
-62% -$7.96K
RCHG
455
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$5K ﹤0.01%
570
-1,100
-66% -$11.1K
MBAC.WS
456
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
$5K ﹤0.01%
101,995
-25,000
-20% -$2.5K
CTBI icon
457
Community Trust Bancorp
CTBI
$1.42B
$4K ﹤0.01%
100
– –
EHI
458
Western Asset Global High Income Fund
EHI
$177M
$4K ﹤0.01%
700
– –
ERH
459
Allspring Utilities & High Income Fund
ERH
$103M
$4K ﹤0.01%
400
– –
GVAL icon
460
Cambria Global Value ETF
GVAL
$601M
$4K ﹤0.01%
+300
New +$5.34K
MRNA icon
461
PUT
Moderna
MRNA
$25.4B
$4K ﹤0.01%
+35
New +$5.31K
MUA icon
462
BlackRock MuniAssets Fund
MUA
$521M
$4K ﹤0.01%
400
– –
MVT
463
DELISTED
BlackRock MuniVest Fund II
MVT
$4K ﹤0.01%
400
– –
MYD
464
DELISTED
BlackRock MuniYield Fund
MYD
$4K ﹤0.01%
500
– –
NCA icon
465
Nuveen California Municipal Value Fund
NCA
$303M
$4K ﹤0.01%
500
– –
SONO icon
466
CALL
Sonos
SONO
$1.86B
$4K ﹤0.01%
300
+200
+200% +$3.55K
UPST icon
467
Upstart Holdings
UPST
$2.83B
$4K ﹤0.01%
210
+190
+950% +$5.11K
VTGN icon
468
VistaGen Therapeutics
VTGN
$11.6M
$4K ﹤0.01%
883
+850
+2,576% +$8.43K
WEN icon
469
CALL
Wendy's
WEN
$1.65B
$4K ﹤0.01%
255
-5
-2% -$101
ZG icon
470
Zillow
ZG
$7.53B
$4K ﹤0.01%
170
– –
MUI
471
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$4K ﹤0.01%
400
– –
CBH
472
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$4K ﹤0.01%
500
– –
CFIVU
473
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$4K ﹤0.01%
470
-8,312
-95% -$82.3K
VTIQU
474
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
$4K ﹤0.01%
500
-11,255
-96% -$111K
FTCV
475
DELISTED
FinTech Acquisition Corp. V Class A Common Stock
FTCV
$4K ﹤0.01%
430
– –
17 18
19
20 21

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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2022 Portfolio in Review

As of Q3 2022, FNY Investment Advisers held 1,014 positions worth $144M, up 6.4% from $136M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers deployed $55.3M of net new capital in Q3 2022, opening 240 new positions and adding to 111 existing holdings. Its largest new stake was Avalara, Inc.: 79,196 shares worth $7.27M.

By sector, the portfolio is most concentrated in Technology at 32% of assets, up from 9.3% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Algoma Steel, an estimated $3.49M trimmed.

  • FNY Investment Advisers's largest Q3 2022 buy was Avalara, Inc.: 79,196 shares worth $7.27M.
  • FNY Investment Advisers added most to Biohaven Pharmaceutical Holding Company Ltd. in Q3 2022, an estimated $37.6M increase.
  • FNY Investment Advisers's biggest Q3 2022 reduction was Algoma Steel, cutting an estimated $3.49M.
  • FNY Investment Advisers fully exited Li Auto in Q3 2022, selling an estimated $10.3M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $144M portfolio in Q3 2022.
  • FNY Investment Advisers opened 240 new positions and closed 307 in Q3 2022.
  • FNY Investment Advisers's portfolio value rose 6.4% quarter-over-quarter to $144M.

Based on FNY Investment Advisers's 13F filing for Q3 2022, filed 19 Oct 2022.