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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFF icon
451
Village Farms International
VFF
$302M
$25K 0.01%
3,000
-7,552
-72% -$70.6K
GDLC
452
Grayscale CoinDesk Crypto 5 ETF
GDLC
$351M
$25K 0.01%
+1,000
New +$25K
BDJ icon
453
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$24K 0.01%
+2,500
New +$25.2K
FOX icon
454
Fox Class B
FOX
$24.4B
$24K 0.01%
660
+340
+106% +$11.7K
NRO
455
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$24K 0.01%
+5,240
New +$25.5K
PHT
456
DELISTED
Pioneer High Income Fund
PHT
$24K 0.01%
+2,500
New +$25.6K
CONX
457
DELISTED
CONX Corp. Class A Common Stock
CONX
$24K 0.01%
2,525
– –
CHW
458
Calamos Global Dynamic Income Fund
CHW
$555M
$23K 0.01%
+2,500
New +$26.6K
HYLN icon
459
Hyliion Holdings
HYLN
$734M
$23K 0.01%
2,795
-100
-3% -$921
NMFC icon
460
New Mountain Finance
NMFC
$736M
$23K 0.01%
1,750
-2,250
-56% -$30.1K
NXG
461
NXG NextGen Infrastructure Income Fund
NXG
$355M
$23K 0.01%
+500
New +$23K
GFX
462
DELISTED
Golden Falcon Acquisition Corp.
GFX
$23K 0.01%
2,409
– –
POWRU
463
DELISTED
Powered Brands Units
POWRU
$23K 0.01%
2,360
+610
+35% +$6.06K
AVK
464
Advent Convertible and Income Fund
AVK
$577M
$22K 0.01%
1,284
-1,284
-50% -$23.9K
SRAD icon
465
Sportradar
SRAD
$4.02B
$22K 0.01%
+1,000
New +$25.5K
MLAC
466
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$22K 0.01%
2,216
+616
+39% +$6.1K
RCHG
467
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$22K 0.01%
2,248
– –
ABX
468
Abacus Global Management
ABX
$833M
$21K 0.01%
2,200
-13,601
-86% -$133K
HELP
469
Cybin Inc
HELP
$710M
$21K 0.01%
+263
New +$23K
MRIN
470
DELISTED
Marin Software
MRIN
$21K 0.01%
+401
New +$19.9K
PAYO icon
471
Payoneer
PAYO
$2.42B
$21K 0.01%
2,500
-700
-22% -$6.8K
DELL icon
472
PUT
Dell
DELL
$320B
$20K 0.01%
+395
New +$19.7K
GAIN icon
473
Gladstone Investment Corp
GAIN
$658M
$20K 0.01%
+1,500
New +$21.8K
KRBN icon
474
KraneShares Global Carbon Strategy ETF
KRBN
$132M
$20K 0.01%
500
-1,182
-70% -$44.6K
ELYS
475
DELISTED
Elys Game Technology, Corp. Common Stock
ELYS
$20K 0.01%
+4,154
New +$18.8K
17 18
19
20 21

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ACP
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CC
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SL
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BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return
HCM
Hall Capital Management Barrington, Rhode Island $280M AUM 14.82% 1-Year Est. Return
EFP
Envision Financial Planning Memphis, Tennessee $276M AUM 10.87% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.