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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPZ
426
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$269M
$30K 0.01%
+1,500
New +$30.3K
FDUS icon
427
Fidus Investment
FDUS
$751M
$30K 0.01%
1,750
-3,250
-65% -$56.6K
MDIA icon
428
Mediaco Holding
MDIA
$78.5M
$30K 0.01%
+2,591
New +$19.2K
ONON icon
429
On Holding
ONON
$10.6B
$30K 0.01%
+1,000
New +$35.1K
SEVN
430
Seven Hills Realty Trust
SEVN
$175M
$30K 0.01%
+3,003
New +$33.6K
T icon
431
AT&T
T
$168B
$30K 0.01%
1,483
– –
PROC
432
DELISTED
Procaps Group, S.A. Ordinary Shares
PROC
$30K 0.01%
+3,000
New +$30.6K
JSD
433
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$30K 0.01%
2,000
-1,000
-33% -$14.8K
DBL
434
DoubleLine Opportunistic Credit Fund
DBL
$282M
$29K 0.01%
+1,500
New +$29.7K
NCV
435
Virtus Convertible & Income Fund
NCV
$390M
$29K 0.01%
1,250
-1,250
-50% -$30.4K
NPCT icon
436
Nuveen Core Plus Impact Fund
NPCT
$284M
$29K 0.01%
+1,500
New +$29.4K
QSI icon
437
Quantum-Si Incorporated
QSI
$172M
$29K 0.01%
3,492
– –
IPOF
438
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$29K 0.01%
2,900
-350
-11% -$3.51K
MYSE
439
Myseum.AI Inc
MYSE
$13.1M
$28K 0.01%
+211
New +$16.2K
THQ
440
abrdn Healthcare Opportunities Fund
THQ
$809M
$28K 0.01%
1,250
-750
-38% -$18.1K
BBDC icon
441
Barings BDC
BBDC
$987M
$27K 0.01%
+2,500
New +$27K
BRO icon
442
CALL
Brown & Brown
BRO
$24B
$27K 0.01%
+500
New +$27.9K
DDD icon
443
3D Systems Corp
DDD
$601M
$27K 0.01%
+1,000
New +$29.6K
TCPC icon
444
BlackRock TCP Capital
TCPC
$353M
$27K 0.01%
+2,000
New +$28.1K
CGBD icon
445
Carlyle Secured Lending
CGBD
$782M
$26K 0.01%
2,000
– –
PCF
446
High Income Securities Fund
PCF
$103M
$26K 0.01%
+3,000
New +$29.2K
SABA
447
Saba Capital Income & Opportunities Fund II
SABA
$221M
$26K 0.01%
2,500
-7,500
-75% -$82.3K
IP icon
448
PUT
International Paper
IP
$21.8B
$25K 0.01%
+507
New +$28.2K
LUV icon
449
Southwest Airlines
LUV
$22B
$25K 0.01%
+500
New +$25.3K
NCZ
450
Virtus Convertible & Income Fund II
NCZ
$306M
$25K 0.01%
1,250
-3,750
-75% -$79.9K
16 17
18
19 20

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ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return
HCM
Hall Capital Management Barrington, Rhode Island $280M AUM 14.82% 1-Year Est. Return
EFP
Envision Financial Planning Memphis, Tennessee $276M AUM 10.87% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.