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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
426
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$34K 0.01%
2,064
+120
+6% +$1.97K
AVK
427
Advent Convertible and Income Fund
AVK
$569M
$33K 0.01%
+2,345
New +$33.5K
ASLN
428
DELISTED
ASLAN Pharmaceuticals Limited American Depositary Shares
ASLN
$33K 0.01%
478
+175
+58% +$17.8K
ESTC icon
429
Elastic
ESTC
$7.94B
$32K 0.01%
400
+100
+33% +$8.89K
HYG icon
430
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$32K 0.01%
375
+24
+7% +$2.08K
MFIC icon
431
MidCap Financial Investment
MFIC
$804M
$32K 0.01%
2,000
-8,000
-80% -$131K
DUC
432
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$32K 0.01%
3,498
-18,511
-84% -$164K
GME icon
433
GameStop
GME
$8.44B
$31K 0.01%
22,488
+12,888
+134% +$13.9K
KRE icon
434
State Street SPDR S&P Regional Banking ETF
KRE
$4.61B
$31K 0.01%
+600
New +$31.3K
WDC icon
435
Western Digital
WDC
$151B
$31K 0.01%
709
-30,690
-98% -$1.31M
AGR
436
DELISTED
Avangrid, Inc.
AGR
$31K 0.01%
602
+35
+6% +$1.76K
JFR icon
437
Nuveen Floating Rate Income Fund
JFR
$1.26B
$30K 0.01%
3,172
-68
-2% -$659
JHI
438
John Hancock Investors Trust
JHI
$118M
$30K 0.01%
+1,819
New +$30.8K
NZF icon
439
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$30K 0.01%
1,892
-4,890
-72% -$78.8K
RVLV icon
440
Revolve Group
RVLV
$1.69B
$30K 0.01%
1,316
-2,125
-62% -$60.7K
VCTR icon
441
Victory Capital Holdings
VCTR
$6.99B
$30K 0.01%
+2,000
New +$34.2K
WFC icon
442
Wells Fargo
WFC
$264B
$30K 0.01%
+600
New +$28.3K
BKNG icon
443
Booking.com
BKNG
$160B
$29K 0.01%
+375
New +$29K
FBP icon
444
First Bancorp
FBP
$4.43B
$29K 0.01%
+3,000
New +$30.5K
NCZ
445
Virtus Convertible & Income Fund II
NCZ
$304M
$29K 0.01%
1,447
+1,346
+1,333% +$27.2K
SONY icon
446
Sony
SONY
$139B
$29K 0.01%
+2,500
New +$28.2K
KYN icon
447
Kayne Anderson Energy Infrastructure Fund
KYN
$2.48B
$28K 0.01%
+2,000
New +$29.7K
MDB icon
448
MongoDB
MDB
$35.3B
$28K 0.01%
240
+40
+20% +$5.77K
NKE icon
449
Nike
NKE
$61.3B
$28K 0.01%
+300
New +$25.7K
MXIM
450
DELISTED
Maxim Integrated Products
MXIM
$28K 0.01%
500
+76
+18% +$4.4K
16 17
18
19 20

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CC
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BCH
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.