FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+45.27%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$171M
AUM Growth
+$39.6M
Cap. Flow
+$21.3M
Cap. Flow %
12.48%
Top 10 Hldgs %
38.23%
Holding
697
New
222
Increased
63
Reduced
63
Closed
252

Top Buys

1
IAC icon
IAC Inc
IAC
$26M
2
BABA icon
Alibaba
BABA
$8.48M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$6.91M
4
FSR
Fisker Inc.
FSR
$3.24M
5
WCC.PRA
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
$3.09M

Top Sells

1
AGN
Allergan plc
AGN
$18.4M
2
WBC
WABCO HOLDINGS INC.
WBC
$5M
3
RTX icon
RTX Corp
RTX
$4.09M
4
SSL icon
Sasol
SSL
$4.04M
5
ASML icon
ASML
ASML
$3.91M

Sector Composition

1 Consumer Discretionary 21.13%
2 Communication Services 18.35%
3 Technology 12.65%
4 Industrials 10.61%
5 Healthcare 8.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FNM
401
DELISTED
FANNIE MAE
FNM
$0 ﹤0.01%
+400
New –
INPC
402
DELISTED
INPHONIC INC
INPC
$0 ﹤0.01%
14,472
– –
LVOXU
403
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$0 ﹤0.01%
20
-80
-80% –
CEMI
404
DELISTED
Chembio diagnostics, Inc.
CEMI
– –
-10,829
Closed -$55K
BBF
405
DELISTED
BlackRock Municipal Income Investment Trust
BBF
– –
-10,193
Closed -$124K
BKK
406
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
– –
-5,400
Closed -$79K
CY
407
DELISTED
Cypress Semiconductor
CY
– –
-118,250
Closed -$2.76M
HMNY
408
DELISTED
Helios and Matheson Analytics Inc.
HMNY
– –
-1,002
Closed –
LPH
409
DELISTED
LONGWEI PETROLEUM INVESTMENT HOLDING LIMITED COMMON STOCK
LPH
$0 ﹤0.01%
5,000
– –
EE
410
DELISTED
El Paso Electric Company
EE
– –
-200
Closed -$13K
CZR
411
DELISTED
Caesars Entertainment Corporation
CZR
– –
-420
Closed -$2K
EVM
412
Eaton Vance California Municipal Bond Fund
EVM
$226M
– –
-2,700
Closed -$28K
EVN
413
Eaton Vance Municipal Income Trust
EVN
$424M
– –
-13,373
Closed -$160K
EXAS icon
414
Exact Sciences
EXAS
$10.2B
– –
0
– –
FCX icon
415
Freeport-McMoran
FCX
$66.5B
– –
-5,000
Closed -$33K
FDX icon
416
FedEx
FDX
$53.7B
– –
-22
Closed -$2K
FI icon
417
Fiserv
FI
$73.4B
– –
0
– –
FMS icon
418
Fresenius Medical Care
FMS
$14.5B
– –
-10,001
Closed -$328K
FRO icon
419
Frontline
FRO
$4.93B
$0 ﹤0.01%
+100
New –
FSLY icon
420
Fastly
FSLY
$1.1B
– –
0
– –
FTV icon
421
Fortive
FTV
$16.2B
– –
-1
Closed –
GBAB
422
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$422M
– –
-7,466
Closed -$164K
GEN icon
423
Gen Digital
GEN
$18.2B
– –
-1,680
Closed -$31K
GLD icon
424
SPDR Gold Trust
GLD
$112B
– –
0
– –
GOOGL icon
425
Alphabet (Google) Class A
GOOGL
$2.84T
– –
-46,020
Closed -$2.67M
15 16
17
18 19