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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$168M
AUM Growth
+$89.3M
Cap. Flow
+$99M
Cap. Flow %
58.85%
Top 10 Hldgs %
54.16%
Holding
848
New
278
Increased
86
Reduced
66
Closed
187

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$27.1M
2
DHR icon
Danaher
DHR
+$14.2M
3
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$10.7M
4
K
Kellanova
K
+$6.69M
5
RMD icon
ResMed
RMD
+$5.82M

Top Sells

Rank Stock Value
1
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$7.08M
2
LH icon
Labcorp
LH
+$2.66M
3
BWA icon
BorgWarner
BWA
+$2.22M
4
FRG
Franchise Group, Inc.
FRG
+$2.15M
5
UNVR
Univar Solutions Inc.
UNVR
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 27.72%
2 Healthcare 27.46%
3 Consumer Staples 8.77%
4 Industrials 8.07%
5 Consumer Discretionary 7.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYJ icon
376
iShares US Industrials ETF
IYJ
$1.96B
$10K 0.01%
+100
New +$10.6K
JPI
377
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$10K 0.01%
600
– –
KINS icon
378
Kingstone Companies
KINS
$284M
$10K 0.01%
6,000
-11,063
-65% -$16.3K
MHD icon
379
BlackRock MuniHoldings Fund
MHD
$604M
$10K 0.01%
1,000
– –
NOVA
380
DELISTED
Sunnova Energy
NOVA
$10K 0.01%
+1,000
New +$15.6K
NPFD icon
381
Nuveen Variable Rate Preferred & Income Fund
NPFD
$450M
$10K 0.01%
700
– –
NRK icon
382
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$10K 0.01%
1,100
– –
SLACU
383
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
$10K 0.01%
1,000
– –
BABA icon
384
CALL
Alibaba
BABA
$300B
$9K 0.01%
+114
New +$10.4K
HYFM icon
385
Hydrofarm Holdings
HYFM
$8M
$9K 0.01%
+750
New +$8.37K
HYI
386
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$9K 0.01%
800
– –
IAK icon
387
iShares US Insurance ETF
IAK
$534M
$9K 0.01%
+100
New +$9.09K
IEO icon
388
iShares US Oil & Gas Exploration & Production ETF
IEO
$587M
$9K 0.01%
+100
New +$9.49K
JFR icon
389
Nuveen Floating Rate Income Fund
JFR
$1.25B
$9K 0.01%
1,200
– –
JQC icon
390
Nuveen Credit Strategies Income Fund
JQC
$717M
$9K 0.01%
1,800
– –
NCV
391
Virtus Convertible & Income Fund
NCV
$393M
$9K 0.01%
750
– –
NKX icon
392
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$664M
$9K 0.01%
900
– –
ROG icon
393
Rogers Corp
ROG
$2.48B
$9K 0.01%
74
-36
-33% -$5.37K
SMMV icon
394
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$291M
$9K 0.01%
+300
New +$10.3K
T icon
395
AT&T
T
$166B
$9K 0.01%
600
-200
-25% -$2.93K
UGI icon
396
UGI
UGI
$7.53B
$9K 0.01%
400
– –
USRT icon
397
iShares Core US REIT ETF
USRT
$4.58B
$9K 0.01%
+200
New +$10.2K
XLE icon
398
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$9K 0.01%
200
– –
BGXX
399
DELISTED
Bright Green Corporation Common Stock
BGXX
$9K 0.01%
+24,500
New +$15.2K
BYM
400
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$8K ﹤0.01%
900
– –
14 15
16
17 18

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BCH
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NCM
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RFA
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FNY Investment Advisers's Q3 2023 Portfolio in Review

As of Q3 2023, FNY Investment Advisers held 848 positions worth $168M, up 113% from $78.9M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

FNY Investment Advisers deployed $99M of net new capital in Q3 2023, opening 278 new positions and adding to 86 existing holdings. Its largest new stake was Danaher: 63,676 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Tower Semiconductor, an estimated $922K trimmed.

  • FNY Investment Advisers's largest Q3 2023 buy was Danaher: 63,676 shares worth $12.4M.
  • FNY Investment Advisers added most to Activision Blizzard in Q3 2023, an estimated $27.1M increase.
  • FNY Investment Advisers's biggest Q3 2023 reduction was Tower Semiconductor, cutting an estimated $922K.
  • FNY Investment Advisers fully exited IVERIC bio, Inc. Common Stock in Q3 2023, selling an estimated $7.08M.
  • FNY Investment Advisers's ten largest holdings make up 54% of its $168M portfolio in Q3 2023.
  • FNY Investment Advisers opened 278 new positions and closed 187 in Q3 2023.
  • FNY Investment Advisers's portfolio value rose 113% quarter-over-quarter to $168M.

Based on FNY Investment Advisers's 13F filing for Q3 2023, filed 10 Oct 2023.