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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$268M
AUM Growth
-$98.4M
Cap. Flow
-$90.4M
Cap. Flow %
-33.7%
Top 10 Hldgs %
25.96%
Holding
1,195
New
377
Increased
173
Reduced
186
Closed
400

Top Buys

Rank Stock Value
1
BEEM icon
Beam Global
BEEM
+$7.55M
2
ORGN
Origin Materials
ORGN
+$6.8M
3
GRND icon
Grindr
GRND
+$6.72M
4
AMZN icon
Amazon
AMZN
+$6.71M
5
GB
Global Blue Group Holding
GB
+$6.05M

Top Sells

Rank Stock Value
1
KNSL icon
Kinsale Capital Group
KNSL
+$16.8M
2
BABA icon
Alibaba
BABA
+$15.6M
3
XLNX
Xilinx Inc
XLNX
+$12.8M
4
BP icon
BP
BP
+$10.4M
5
RYAAY icon
Ryanair
RYAAY
+$9.57M

Sector Composition

Rank Sector Weight
1 Financials 19.68%
2 Technology 18.35%
3 Consumer Discretionary 12.64%
4 Industrials 12.52%
5 Healthcare 6.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFLT icon
376
PennantPark Floating Rate Capital
PFLT
$742M
$67K 0.03%
5,686
+1,436
+34% +$16.8K
GPM
377
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$67K 0.03%
+9,375
New +$64.1K
ECC
378
Eagle Point Credit Company
ECC
$505M
$66K 0.02%
5,540
-1,660
-23% -$18.8K
UA icon
379
Under Armour Class C
UA
$2.2B
$66K 0.02%
3,600
+3,200
+800% +$56.3K
FCAX.U
380
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$66K 0.02%
+6,620
New +$68.9K
BIT icon
381
BlackRock Multi-Sector Income Trust
BIT
$701M
$65K 0.02%
3,611
+1,241
+52% +$21.9K
NRO
382
Neuberger Real Estate Securities Income Fund Inc
NRO
$188M
$65K 0.02%
+14,948
New +$60.9K
UTHR icon
383
United Therapeutics
UTHR
$21.9B
$65K 0.02%
+392
New +$65.4K
HYB
384
DELISTED
New America High Income Fund, Inc.
HYB
$65K 0.02%
7,273
+71
+1% +$631
CTAC
385
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
$65K 0.02%
+6,587
New +$68.3K
BGH
386
Barings Global Short Duration High Yield Fund
BGH
$285M
$63K 0.02%
3,976
-767
-16% -$11.9K
AVK
387
Advent Convertible and Income Fund
AVK
$573M
$61K 0.02%
3,565
+1,200
+51% +$20.1K
FWONA icon
388
Liberty Media Series A
FWONA
$23.7B
$61K 0.02%
1,671
+209
+14% +$7.8K
PNNT
389
Pennant Park Investment Corp
PNNT
$249M
$60K 0.02%
+10,734
New +$58.7K
TRTN.PRD
390
Triton International Ltd 6.875% Series D Preference Shares
TRTN.PRD
$137M
$60K 0.02%
2,300
– –
ARKK icon
391
PUT
ARK Innovation ETF
ARKK
$6.44B
$59K 0.02%
496
-2,714
-85% -$367K
JPI
392
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$59K 0.02%
2,387
+1,487
+165% +$36.1K
TEN.PRF
393
Tsakos Energy Navigation Ltd Series F Preferred Shares
TEN.PRF
$180M
$59K 0.02%
2,439
– –
NVSAU
394
DELISTED
New Vista Acquisition Corp Unit
NVSAU
$59K 0.02%
+6,000
New +$62K
HIGA
395
DELISTED
H.I.G. Acquisition Corp.
HIGA
$59K 0.02%
+6,000
New +$61.3K
JOBY icon
396
Joby Aviation
JOBY
$7.87B
$58K 0.02%
5,776
+5,576
+2,788% +$67.6K
SRV
397
NXG Cushing Midstream Energy Fund
SRV
$222M
$58K 0.02%
2,360
+480
+26% +$11.6K
SPAQ.U
398
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
$58K 0.02%
+5,800
New +$60.2K
APA icon
399
APA Corp
APA
$14B
$57K 0.02%
+3,195
New +$58.3K
MSFT icon
400
CALL
Microsoft
MSFT
$3.66T
$57K 0.02%
242
+233
+2,589% +$54.1K
14 15
16
17 18

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CC
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BCH
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FNY Investment Advisers's Q1 2021 Portfolio in Review

As of Q1 2021, FNY Investment Advisers held 1,195 positions worth $268M, down 27% from $367M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

FNY Investment Advisers withdrew a net $90.4M in Q1 2021, closing 400 positions and reducing 186 holdings. Its most notable exit was Kinsale Capital Group, an estimated $16.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 15% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in Beam Global worth $6.22M.

  • FNY Investment Advisers's largest Q1 2021 buy was Beam Global: 143,487 shares worth $6.22M.
  • FNY Investment Advisers added most to Origin Materials in Q1 2021, an estimated $6.8M increase.
  • FNY Investment Advisers's biggest Q1 2021 reduction was Xilinx Inc, cutting an estimated $12.8M.
  • FNY Investment Advisers fully exited Kinsale Capital Group in Q1 2021, selling an estimated $16.8M.
  • FNY Investment Advisers's ten largest holdings make up 26% of its $268M portfolio in Q1 2021.
  • FNY Investment Advisers opened 377 new positions and closed 400 in Q1 2021.
  • FNY Investment Advisers's portfolio value fell 27% quarter-over-quarter to $268M.

Based on FNY Investment Advisers's 13F filing for Q1 2021, filed 12 Apr 2021.