FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+45.27%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$171M
AUM Growth
+$39.6M
Cap. Flow
+$21.3M
Cap. Flow %
12.48%
Top 10 Hldgs %
38.23%
Holding
697
New
222
Increased
63
Reduced
63
Closed
252

Top Buys

1
IAC icon
IAC Inc
IAC
$26M
2
BABA icon
Alibaba
BABA
$8.48M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$6.91M
4
FSR
Fisker Inc.
FSR
$3.24M
5
WCC.PRA
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
$3.09M

Top Sells

1
AGN
Allergan plc
AGN
$18.4M
2
WBC
WABCO HOLDINGS INC.
WBC
$5M
3
RTX icon
RTX Corp
RTX
$4.09M
4
SSL icon
Sasol
SSL
$4.04M
5
ASML icon
ASML
ASML
$3.91M

Sector Composition

1 Consumer Discretionary 21.13%
2 Communication Services 18.35%
3 Technology 12.65%
4 Industrials 10.61%
5 Healthcare 8.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACIA
376
DELISTED
Acacia Communications, Inc. Common Stock
ACIA
– –
0
– –
NHA
377
DELISTED
Nuveen Municipal 2021 Target Term Fund
NHA
– –
-4,535
Closed -$42K
SMMCU
378
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$0 ﹤0.01%
17
-283
-94% –
MFAC.U
379
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
– –
-1,860
Closed -$19K
HYACU
380
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
– –
-200
Closed -$2K
SAMAU
381
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
– –
-100
Closed -$1K
NTRP
382
DELISTED
Neurotrope, Inc. Common
NTRP
– –
-75,300
Closed -$61K
WMGI
383
DELISTED
Wright Medical Group Inc
WMGI
– –
-7,000
Closed -$200K
GARS
384
DELISTED
Garrison Capital Inc.
GARS
– –
-14,500
Closed -$24K
GRAF.U
385
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
– –
-300
Closed -$3K
IOTS
386
DELISTED
Adesto Technologies Corporation Common Stock
IOTS
– –
-8,000
Closed -$89K
ACTTU
387
DELISTED
Act II Global Acquisition Corp. Unit
ACTTU
– –
-300
Closed -$2K
FG
388
DELISTED
FGL Holdings Ordinary Shares
FG
– –
-22,500
Closed -$220K
WBC
389
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-37,036
Closed -$5M
AGN
390
DELISTED
Allergan plc
AGN
– –
-103,984
Closed -$18.4M
CARO
391
DELISTED
Carolina Financial Corp.
CARO
– –
-20,000
Closed -$517K
TTP
392
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$0 ﹤0.01%
+1
New –
MLNX
393
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-24,212
Closed -$2.94M
ALGRR
394
DELISTED
Allegro Merger Corp. Right
ALGRR
– –
-10,000
Closed –
TGE
395
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-49,813
Closed -$819K
FTSV
396
DELISTED
Forty Seven, Inc. Common Stock
FTSV
– –
-22,205
Closed -$2.12M
RPAYW
397
DELISTED
Repay Holdings Corporation Warrant expiring 07/11/2024
RPAYW
– –
-44,200
Closed -$57K
GTYH
398
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$0 ﹤0.01%
+100
New –
FNBC
399
DELISTED
First NBC Bank Holding Company
FNBC
$0 ﹤0.01%
8,519
– –
NLSN
400
DELISTED
Nielsen Holdings plc
NLSN
– –
0
– –
14 15
16
17 18