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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAAS icon
351
Pan American Silver
PAAS
$22.2B
$4K ﹤0.01%
300
-2,000
-87% -$29.9K
PFL
352
PIMCO Income Strategy Fund
PFL
$388M
$4K ﹤0.01%
500
– –
PMO
353
Franklin Municipal Opportunities Trust
PMO
$285M
$4K ﹤0.01%
400
– –
SLV icon
354
PUT
iShares Silver Trust
SLV
$31.9B
$4K ﹤0.01%
+200
New +$4.26K
UMBF icon
355
UMB Financial
UMBF
$11.3B
$4K ﹤0.01%
50
– –
SRT
356
DELISTED
Startek Inc.
SRT
$4K ﹤0.01%
+1,000
New +$4.22K
ABR icon
357
PUT
Arbor Realty Trust
ABR
$989M
$3K ﹤0.01%
+221
New +$3.04K
AFRM icon
358
PUT
Affirm
AFRM
$24.6B
$3K ﹤0.01%
+80
New +$2.31K
AMC icon
359
AMC Entertainment Holdings
AMC
$2.28B
$3K ﹤0.01%
500
-4,900
-91% -$39.8K
CARV
360
DELISTED
Carver Bancorp
CARV
$3K ﹤0.01%
1,600
+260
+19% +$448
CLF icon
361
CALL
Cleveland-Cliffs
CLF
$6.92B
$3K ﹤0.01%
+150
New +$2.57K
CPB icon
362
Campbell Soup
CPB
$6.75B
$3K ﹤0.01%
+73
New +$3K
EL icon
363
CALL
Estee Lauder
EL
$31.9B
$3K ﹤0.01%
23
+1
+5% +$133
ERH
364
Allspring Utilities & High Income Fund
ERH
$103M
$3K ﹤0.01%
400
– –
FMN
365
Federated Hermes Premier Municipal Income Fund
FMN
$87M
$3K ﹤0.01%
300
– –
GNSS icon
366
Genasys
GNSS
$76.1M
$3K ﹤0.01%
+1,700
New +$3.01K
HUM icon
367
CALL
Humana
HUM
$46.3B
$3K ﹤0.01%
+7
New +$3.45K
MELI icon
368
Mercado Libre
MELI
$93.6B
$3K ﹤0.01%
+2
New +$2.83K
OXSQ icon
369
Oxford Square Capital
OXSQ
$164M
$3K ﹤0.01%
+1,200
New +$3.52K
PCK
370
DELISTED
Pimco California Municipal Income Fund II
PCK
$3K ﹤0.01%
600
– –
PMM
371
Franklin Managed Municipal Income Trust
PMM
$272M
$3K ﹤0.01%
600
– –
RCS
372
PIMCO Strategic Income Fund
RCS
$250M
$3K ﹤0.01%
500
– –
SPH icon
373
CALL
Suburban Propane Partners
SPH
$1.18B
$3K ﹤0.01%
+187
New +$3.19K
VFF icon
374
Village Farms International
VFF
$303M
$3K ﹤0.01%
+5,000
New +$3.81K
VZ icon
375
Verizon
VZ
$195B
$3K ﹤0.01%
100
– –
13 14
15
16 17

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KWM
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CC
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SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
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CCC
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NCM
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RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.