We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RQI icon
351
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$48K 0.02%
3,250
-1,750
-35% -$27.9K
CEM
352
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$48K 0.02%
1,774
-226
-11% -$6.07K
PIPP
353
DELISTED
Pine Island Acquisition Corp.
PIPP
$48K 0.02%
5,000
– –
ARBK
354
Argo Blockchain
ARBK
$42.3M
$47K 0.02%
+14
New +$49K
GNLN icon
355
Greenlane Holdings
GNLN
$1.22M
– –
0
– –
HYI
356
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$47K 0.02%
3,000
-500
-14% -$7.86K
KWEB icon
357
KraneShares CSI China Internet ETF
KWEB
$5.31B
$47K 0.02%
+1,000
New +$52.5K
PHK
358
PIMCO High Income Fund
PHK
$865M
$47K 0.02%
+7,500
New +$50.7K
FDEU
359
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$47K 0.02%
3,702
+505
+16% +$6.76K
DE icon
360
CALL
Deere & Co
DE
$165B
$46K 0.02%
138
-23
-14% -$8.29K
SWN
361
DELISTED
Southwestern Energy Company
SWN
$46K 0.02%
+8,470
New +$41.4K
MO icon
362
Altria Group
MO
$109B
$45K 0.02%
1,000
– –
OCSL icon
363
Oaktree Specialty Lending
OCSL
$1.15B
$45K 0.02%
2,167
-1,166
-35% -$24.6K
EQD
364
DELISTED
Equity Distribution Acquisition Corp.
EQD
$45K 0.02%
4,600
– –
MYI icon
365
BlackRock MuniYield Quality Fund III
MYI
$723M
$44K 0.02%
3,050
-2,950
-49% -$44.2K
CANO
366
DELISTED
Cano Health, Inc.
CANO
$44K 0.02%
35
– –
IPW icon
367
iPower
IPW
$712K
$43K 0.02%
5
+4
+400% +$43.9K
NSL
368
DELISTED
NUVEEN SENIOR INCM FD
NSL
$43K 0.02%
7,500
-11,600
-61% -$67.4K
CWAN
369
DELISTED
Clearwater Analytics
CWAN
$42K 0.02%
+1,650
New +$42.3K
VLT icon
370
Invesco High Income Trust II
VLT
$65.9M
$42K 0.02%
+2,900
New +$43.2K
CTR
371
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$42K 0.02%
1,750
-250
-13% -$5.89K
FAX
372
abrdn Asia-Pacific Income Fund
FAX
$600M
$41K 0.02%
1,667
– –
HTGC icon
373
Hercules Capital
HTGC
$3.17B
$41K 0.02%
2,500
-1,500
-38% -$25.5K
IGR
374
CBRE Global Real Estate Income Fund
IGR
$715M
$41K 0.02%
+5,000
New +$44.9K
COOL
375
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$41K 0.02%
4,300
– –
13 14
15
16 17

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return
HCM
Hall Capital Management Barrington, Rhode Island $280M AUM 14.82% 1-Year Est. Return
EFP
Envision Financial Planning Memphis, Tennessee $276M AUM 10.87% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.