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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$268M
AUM Growth
-$98.4M
Cap. Flow
-$90.4M
Cap. Flow %
-33.7%
Top 10 Hldgs %
25.96%
Holding
1,195
New
377
Increased
173
Reduced
186
Closed
400

Top Buys

Rank Stock Value
1
BEEM icon
Beam Global
BEEM
+$7.55M
2
ORGN
Origin Materials
ORGN
+$6.8M
3
GRND icon
Grindr
GRND
+$6.72M
4
AMZN icon
Amazon
AMZN
+$6.71M
5
GB
Global Blue Group Holding
GB
+$6.05M

Top Sells

Rank Stock Value
1
KNSL icon
Kinsale Capital Group
KNSL
+$16.8M
2
BABA icon
Alibaba
BABA
+$15.6M
3
XLNX
Xilinx Inc
XLNX
+$12.8M
4
BP icon
BP
BP
+$10.4M
5
RYAAY icon
Ryanair
RYAAY
+$9.57M

Sector Composition

Rank Sector Weight
1 Financials 19.68%
2 Technology 18.35%
3 Consumer Discretionary 12.64%
4 Industrials 12.52%
5 Healthcare 6.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RQI icon
351
Cohen & Steers Quality Income Realty Fund
RQI
$1.67B
$78K 0.03%
5,618
-582
-9% -$7.51K
HIO
352
Western Asset High Income Opportunity Fund
HIO
$340M
$76K 0.03%
14,983
+2,899
+24% +$14.4K
NZF icon
353
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$76K 0.03%
4,761
+582
+14% +$9.37K
FRE.PRV
354
DELISTED
FEDERAL HOME LOAN MTG CORP 5.57% NON CUM PERPETUAL PFD STK
FRE.PRV
$76K 0.03%
17,379
-3,300
-16% -$14.4K
LDP icon
355
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
$75K 0.03%
+2,891
New +$73.9K
GLOP.PRB
356
GasLog Partners LP 8.200% Series B Preference Units
GLOP.PRB
$120M
$74K 0.03%
+3,423
New +$65.8K
PHK
357
PIMCO High Income Fund
PHK
$876M
$74K 0.03%
10,990
-4,105
-27% -$25.9K
WGS icon
358
GeneDx Holdings
WGS
$2.44B
$74K 0.03%
+152
New +$79K
CEM
359
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$74K 0.03%
+3,176
New +$67.3K
CGBD icon
360
Carlyle Secured Lending
CGBD
$766M
$73K 0.03%
5,601
+1,601
+40% +$19.4K
INMB icon
361
INmune Bio
INMB
$57.2M
$73K 0.03%
6,200
+1,800
+41% +$32.4K
JPC icon
362
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$73K 0.03%
7,778
+2,476
+47% +$22.8K
MYI icon
363
BlackRock MuniYield Quality Fund III
MYI
$718M
$73K 0.03%
5,130
-6,610
-56% -$93.8K
PTPI
364
DELISTED
Petros Pharmaceuticals
PTPI
$73K 0.03%
+80
New +$75.4K
DYFN
365
DELISTED
Angel Oak Dynamic Financial Strategies Income Term Trust
DYFN
$73K 0.03%
3,875
+455
+13% +$8.46K
LAC
366
DELISTED
Lithium Americas Corp. Common Shares
LAC
$73K 0.03%
+4,551
New +$85.1K
AMRN
367
Amarin Corp
AMRN
$298M
$72K 0.03%
580
+577
+19,233% +$77.6K
KR icon
368
Kroger
KR
$34.4B
$71K 0.03%
+2,000
New +$68.3K
NMFC icon
369
New Mountain Finance
NMFC
$728M
$71K 0.03%
5,750
+1,750
+44% +$21.3K
BTT icon
370
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$70K 0.03%
2,774
-1,606
-37% -$41K
MUA icon
371
BlackRock MuniAssets Fund
MUA
$522M
$70K 0.03%
4,658
-988
-17% -$14.7K
SAR icon
372
Saratoga Investment
SAR
$312M
$70K 0.03%
2,771
+1,834
+196% +$42.5K
GNLN icon
373
Greenlane Holdings
GNLN
$1.19M
– –
0
– –
MGI
374
DELISTED
MoneyGram International, Inc. New
MGI
$68K 0.03%
10,370
+10,170
+5,085% +$74.5K
JSD
375
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$68K 0.03%
4,840
+540
+13% +$7.45K
13 14
15
16 17

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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q1 2021 Portfolio in Review

As of Q1 2021, FNY Investment Advisers held 1,195 positions worth $268M, down 27% from $367M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

FNY Investment Advisers withdrew a net $90.4M in Q1 2021, closing 400 positions and reducing 186 holdings. Its most notable exit was Kinsale Capital Group, an estimated $16.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 15% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in Beam Global worth $6.22M.

  • FNY Investment Advisers's largest Q1 2021 buy was Beam Global: 143,487 shares worth $6.22M.
  • FNY Investment Advisers added most to Origin Materials in Q1 2021, an estimated $6.8M increase.
  • FNY Investment Advisers's biggest Q1 2021 reduction was Xilinx Inc, cutting an estimated $12.8M.
  • FNY Investment Advisers fully exited Kinsale Capital Group in Q1 2021, selling an estimated $16.8M.
  • FNY Investment Advisers's ten largest holdings make up 26% of its $268M portfolio in Q1 2021.
  • FNY Investment Advisers opened 377 new positions and closed 400 in Q1 2021.
  • FNY Investment Advisers's portfolio value fell 27% quarter-over-quarter to $268M.

Based on FNY Investment Advisers's 13F filing for Q1 2021, filed 12 Apr 2021.