FIA

FNY Investment Advisers Portfolio holdings

AUM $235M
1-Year Return 45.4%
This Quarter Return
+45.27%
1 Year Return
+45.4%
3 Year Return
+178.61%
5 Year Return
+302.44%
10 Year Return
–
AUM
$171M
AUM Growth
+$39.6M
Cap. Flow
+$21.3M
Cap. Flow %
12.48%
Top 10 Hldgs %
38.23%
Holding
697
New
222
Increased
63
Reduced
63
Closed
252

Top Buys

1
IAC icon
IAC Inc
IAC
$26M
2
BABA icon
Alibaba
BABA
$8.48M
3
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
$6.91M
4
FSR
Fisker Inc.
FSR
$3.24M
5
WCC.PRA
WESCO International, Inc. Depositary Shares each representing 1/1,000th interest in a share of Series A Fixed-Rate Reset Cumulative Perpetual Preferred Stock
WCC.PRA
$3.09M

Top Sells

1
AGN
Allergan plc
AGN
$18.4M
2
WBC
WABCO HOLDINGS INC.
WBC
$5M
3
RTX icon
RTX Corp
RTX
$4.09M
4
SSL icon
Sasol
SSL
$4.04M
5
ASML icon
ASML
ASML
$3.91M

Sector Composition

1 Consumer Discretionary 21.13%
2 Communication Services 18.35%
3 Technology 12.65%
4 Industrials 10.61%
5 Healthcare 8.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ZIONO
351
DELISTED
Zions Bancorporation, N.A. Depositary Shares, Each Representing 1/40th Interest in a Share of Series G Fixed/Floating Rate Non-Cumulative Perpetual Preferred Stock
ZIONO
– –
-100
Closed -$2K
RILYO
352
DELISTED
B. Riley Financial, Inc. 6.75% Senior Notes due 2024
RILYO
– –
-200
Closed -$3K
NBSE
353
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
– –
-564
Closed -$80K
MOTS
354
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$0 ﹤0.01%
1
-1
-50% –
AYX
355
DELISTED
Alteryx, Inc.
AYX
– –
-3,000
Closed -$285K
BKCC
356
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-44,550
Closed -$98K
SDC
357
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-1,000
Closed -$4K
WFC.PRQ
358
DELISTED
Wells Fargo & Co.
WFC.PRQ
– –
-100
Closed -$2K
RTLPP
359
DELISTED
The Necessity Retail REIT, Inc. 7.50% Series A Cumulative Redeemable Perpetual Preferred Stock
RTLPP
– –
-2,000
Closed -$35K
AMRS
360
DELISTED
Amyris Inc.
AMRS
– –
0
– –
UBP
361
DELISTED
Urstadt Biddle Properties Inc.
UBP
– –
-35
Closed –
MGI
362
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
200
– –
TTM
363
DELISTED
Tata Motors Limited
TTM
– –
-10,000
Closed -$47K
CHNG
364
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-442
Closed -$4K
MOHO
365
DELISTED
ECMOHO Limited American Depositary Shares
MOHO
– –
-1,200
Closed -$6K
MNDT
366
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-12,792
Closed -$135K
CDR
367
DELISTED
Cedar Realty Trust, Inc
CDR
$0 ﹤0.01%
45
– –
NEV
368
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
– –
-500
Closed -$6K
MFL
369
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
– –
-2,500
Closed -$32K
DISCB
370
DELISTED
Discovery, Inc. Series B Common Stock
DISCB
– –
-133
Closed -$3K
VNE
371
DELISTED
Veoneer, Inc.
VNE
– –
-50,000
Closed -$366K
VRS
372
DELISTED
Verso Corporation
VRS
– –
-47,782
Closed -$538K
PAE
373
DELISTED
PAE Incorporated Class A Common Stock
PAE
– –
-14,300
Closed -$92K
RDS.A
374
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-73,651
Closed -$2.57M
RILYI
375
DELISTED
B. Riley Financial, Inc. 6.875% Senior Notes due 2023
RILYI
– –
-209
Closed -$4K
13 14
15
16 17