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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMMCU
351
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$3K ﹤0.01%
300
-196
-40% -$2.04K
GRAF.U
352
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$3K ﹤0.01%
300
– –
CARV
353
DELISTED
Carver Bancorp
CARV
$2K ﹤0.01%
1,500
– –
CAT icon
354
CALL
Caterpillar
CAT
$393B
$2K ﹤0.01%
+20
New +$2.56K
DIS icon
355
CALL
Walt Disney
DIS
$178B
$2K ﹤0.01%
+27
New +$3.41K
ELAN icon
356
Elanco Animal Health
ELAN
$11.1B
$2K ﹤0.01%
100
– –
EVV
357
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
$2K ﹤0.01%
200
-46,386
-100% -$574K
FDX icon
358
FedEx
FDX
$77.3B
$2K ﹤0.01%
22
+10
+83% +$1.41K
FOXA icon
359
Fox Class A
FOXA
$26.5B
$2K ﹤0.01%
+100
New +$3.29K
HD icon
360
PUT
Home Depot
HD
$342B
$2K ﹤0.01%
+15
New +$3.29K
HIMX
361
CALL
Himax Technologies
HIMX
$2.63B
$2K ﹤0.01%
+1,050
New +$3.95K
JPM icon
362
CALL
JPMorgan Chase
JPM
$971B
$2K ﹤0.01%
+30
New +$3.65K
MA icon
363
Mastercard
MA
$490B
$2K ﹤0.01%
12
-348
-97% -$103K
MS.PRE icon
364
Morgan Stanley Series E Preferred Stock
MS.PRE
$880M
$2K ﹤0.01%
+100
New +$2.81K
OR icon
365
CALL
OR Royalties Inc
OR
$6.31B
$2K ﹤0.01%
303
-162
-35% -$1.44K
OVV icon
366
CALL
Ovintiv
OVV
$17.5B
$2K ﹤0.01%
+1,013
New +$13.3K
SLV icon
367
iShares Silver Trust
SLV
$31.8B
$2K ﹤0.01%
+200
New +$3.14K
STNG icon
368
CALL
Scorpio Tankers
STNG
$3.81B
$2K ﹤0.01%
122
+60
+97% +$1.42K
ZIONL
369
DELISTED
Zions Bancorporation, N.A. 6.95% Fixed-to-Floating Rate Subordinated Notes due September 15, 2028
ZIONL
$2K ﹤0.01%
+100
New +$2.9K
ZIONO
370
DELISTED
Zions Bancorporation, N.A. Depositary Shares, Each Representing 1/40th Interest in a Share of Series G Fixed/Floating Rate Non-Cumulative Perpetual Preferred Stock
ZIONO
$2K ﹤0.01%
+100
New +$2.68K
WFC.PRQ
371
DELISTED
Wells Fargo & Co.
WFC.PRQ
$2K ﹤0.01%
+100
New +$2.59K
BAF
372
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$2K ﹤0.01%
+186
New +$2.64K
HYACU
373
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$2K ﹤0.01%
200
– –
ACTTU
374
DELISTED
Act II Global Acquisition Corp Unit
ACTTU
$2K ﹤0.01%
300
– –
S
375
CALL
DELISTED
Sprint Corporation
S
$2K ﹤0.01%
+1,250
New +$8.78K
13 14
15
16 17

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CC
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BCH
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RFA
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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.