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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFIN icon
326
First Financial Bankshares
FFIN
$5.03B
$6K 0.01%
200
– –
GATX icon
327
GATX Corp
GATX
$6.32B
$6K 0.01%
50
– –
IRM icon
328
Iron Mountain
IRM
$37.6B
$6K 0.01%
+100
New +$6.27K
O icon
329
Realty Income
O
$59.7B
$6K 0.01%
120
+80
+200% +$4.2K
RNST icon
330
Renasant Corp
RNST
$3.99B
$6K 0.01%
+200
New +$5.61K
SGHC icon
331
SGHC Ltd
SGHC
$6.66B
$6K 0.01%
2,000
– –
SOFI icon
332
CALL
SoFi Technologies
SOFI
$23.9B
$6K 0.01%
+630
New +$5.01K
USA icon
333
Liberty All-Star Equity Fund
USA
$1.87B
$6K 0.01%
+1,000
New +$6.08K
XBI icon
334
CALL
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$6K 0.01%
+70
New +$5.2K
XLU icon
335
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$6K 0.01%
200
-2,400
-92% -$73.4K
BBIO icon
336
CALL
BridgeBio Pharma
BBIO
$15.8B
$5K 0.01%
+135
New +$4.05K
DG icon
337
Dollar General
DG
$27B
$5K 0.01%
40
-1,430
-97% -$173K
GLD icon
338
CALL
SPDR Gold Trust
GLD
$142B
$5K 0.01%
30
-660
-96% -$121K
B
339
Barrick Mining
B
$67.2B
$5K 0.01%
330
-140
-30% -$2.3K
PFE icon
340
CALL
Pfizer
PFE
$152B
$5K 0.01%
+198
New +$5.99K
PMF
341
DELISTED
PIMCO Municipal Income Fund
PMF
$5K 0.01%
600
– –
PMX
342
DELISTED
PIMCO Municipal Income Fund III
PMX
$5K 0.01%
700
– –
RBLX icon
343
Roblox
RBLX
$27.1B
$5K 0.01%
+110
New +$4.06K
CBH
344
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$5K 0.01%
600
– –
AVTX icon
345
Avalo Therapeutics
AVTX
$1.05B
$4K ﹤0.01%
+522
New +$11.8K
CTBI icon
346
Community Trust Bancorp
CTBI
$1.43B
$4K ﹤0.01%
100
– –
DMB
347
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$197M
$4K ﹤0.01%
400
– –
IBM icon
348
IBM
IBM
$223B
$4K ﹤0.01%
30
-370
-93% -$55.9K
IPGP icon
349
CALL
IPG Photonics
IPGP
$3.61B
$4K ﹤0.01%
+45
New +$4.36K
MSM icon
350
MSC Industrial Direct
MSM
$6.75B
$4K ﹤0.01%
41
– –
12 13
14
15 16

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FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.