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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTG
326
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$54K 0.03%
1,900
-2,100
-53% -$60.1K
HMLP
327
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$54K 0.03%
+11,100
New +$93.1K
AIO
328
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$921M
$53K 0.02%
2,000
-1,000
-33% -$27.4K
ALXO icon
329
ALX Oncology
ALXO
$268M
$53K 0.02%
+723
New +$48.2K
JRI icon
330
Nuveen Real Asset Income & Growth Fund
JRI
$348M
$53K 0.02%
+3,500
New +$55.9K
AFRM icon
331
Affirm
AFRM
$26.2B
$52K 0.02%
+437
New +$34.9K
BST icon
332
BlackRock Science and Technology Trust
BST
$1.75B
$52K 0.02%
+1,000
New +$54.1K
PGZ
333
Principal Real Estate Income Fund
PGZ
$68.3M
$52K 0.02%
3,593
-407
-10% -$6.26K
RIG icon
334
Transocean
RIG
$6.38B
$52K 0.02%
+13,732
New +$50K
IMPX
335
DELISTED
AEA-Bridges Impact Corp
IMPX
$52K 0.02%
5,400
+100
+2% +$975
ASG
336
Liberty All-Star Growth Fund
ASG
$349M
$51K 0.02%
5,973
+973
+19% +$8.45K
FWONA icon
337
Liberty Media Series A
FWONA
$23.7B
$51K 0.02%
1,137
-659
-37% -$27.7K
GBDC icon
338
Golub Capital BDC
GBDC
$3.48B
$51K 0.02%
3,250
+1,250
+63% +$19.6K
GLRE icon
339
Greenlight Captial
GLRE
$511M
$51K 0.02%
7,000
-692
-9% -$5.78K
MAIN icon
340
Main Street Capital
MAIN
$5.54B
$51K 0.02%
+1,250
New +$52K
MSD
341
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$51K 0.02%
5,600
-1,400
-20% -$13.3K
DOMA
342
DELISTED
Doma Holdings, Inc.
DOMA
$51K 0.02%
280
+244
+678% +$51.1K
ECC
343
Eagle Point Credit Company
ECC
$512M
$50K 0.02%
3,674
-1,326
-27% -$18K
JFR icon
344
Nuveen Floating Rate Income Fund
JFR
$1.25B
$50K 0.02%
+5,000
New +$49.6K
MCADR
345
DELISTED
Mountain Crest Acquisition Corp. II Right
MCADR
$50K 0.02%
66,900
+14,900
+29% +$10.9K
EWQ icon
346
iShares MSCI France ETF
EWQ
$331M
$49K 0.02%
1,339
+279
+26% +$10.7K
EWT icon
347
iShares MSCI Taiwan ETF
EWT
$11.6B
$49K 0.02%
+805
New +$51.3K
AOD
348
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$48K 0.02%
5,000
-2,000
-29% -$20.5K
IBRX icon
349
ImmunityBio
IBRX
$8.12B
$48K 0.02%
+5,000
New +$55K
ORMP icon
350
Oramed Pharmaceuticals
ORMP
$182M
$48K 0.02%
+2,195
New +$37.4K
12 13
14
15 16

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CC
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SL
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BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
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RFA
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HCM
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EFP
Envision Financial Planning Memphis, Tennessee $276M AUM 10.87% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.