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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSV
326
DELISTED
Hermitage Offshore Services Ltd.
PSV
$5K ﹤0.01%
8,286
– –
FTNW
327
DELISTED
FTE Networks, Inc.
FTNW
$5K ﹤0.01%
4,000
– –
FNM.PRH
328
DELISTED
FANNIE MAE 5.81% PFD SER H
FNM.PRH
$5K ﹤0.01%
600
– –
DBVT
329
DBV Technologies
DBVT
$889M
$4K ﹤0.01%
+120
New +$10.8K
IOVA icon
330
CALL
Iovance Biotherapeutics
IOVA
$3.05B
$4K ﹤0.01%
+155
New +$4.11K
JD icon
331
PUT
JD.com
JD
$42.7B
$4K ﹤0.01%
+110
New +$4.39K
WCC
332
CALL
WESCO International
WCC
$17.8B
$4K ﹤0.01%
+200
New +$8.52K
XOP icon
333
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.68B
$4K ﹤0.01%
150
+129
+614% +$8.54K
CMBT
334
CALL
CMB.TECH NV
CMBT
$4.86B
$4K ﹤0.01%
+440
New +$4.54K
SDC
335
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$4K ﹤0.01%
1,000
-31,000
-97% -$305K
CHNG
336
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$4K ﹤0.01%
442
-258
-37% -$3.61K
SNP
337
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$4K ﹤0.01%
99
– –
RILYI
338
DELISTED
B. Riley Financial, Inc. 6.875% Senior Notes due 2023
RILYI
$4K ﹤0.01%
+209
New +$4.99K
DFNS.U
339
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
$4K ﹤0.01%
+450
New +$4.6K
AAPL icon
340
PUT
Apple
AAPL
$4.41T
$3K ﹤0.01%
60
-5,864
-99% -$431K
OSG
341
CALL
Octave Specialty Group
OSG
$210M
$3K ﹤0.01%
+250
New +$4.79K
DDD icon
342
CALL
3D Systems Corp
DDD
$603M
$3K ﹤0.01%
400
-729
-65% -$7.11K
HEI icon
343
HEICO Corp
HEI
$52.1B
$3K ﹤0.01%
+50
New +$5.47K
HWM icon
344
CALL
Howmet Aerospace
HWM
$112B
$3K ﹤0.01%
+306
New +$6.37K
MOS icon
345
The Mosaic Company
MOS
$7.18B
$3K ﹤0.01%
360
-6,220
-95% -$106K
PFF icon
346
iShares Preferred and Income Securities ETF
PFF
$13.3B
$3K ﹤0.01%
+100
New +$3.59K
QQQ icon
347
PUT
Invesco QQQ Trust
QQQ
$481B
$3K ﹤0.01%
17
-251
-94% -$53.1K
TRTN.PRC
348
Triton International Ltd 7.375% Series C Preference Shares
TRTN.PRC
$173M
$3K ﹤0.01%
+185
New +$4.28K
RILYO
349
DELISTED
B. Riley Financial, Inc. 6.75% Senior Notes due 2024
RILYO
$3K ﹤0.01%
+200
New +$4.69K
DISCB
350
DELISTED
Discovery, Inc. Series B Common Stock
DISCB
$3K ﹤0.01%
133
-2,400
-95% -$80K
12 13
14
15 16

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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.