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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCV
301
Virtus Convertible & Income Fund
NCV
$390M
$10K 0.01%
750
– –
OBDC icon
302
Blue Owl Capital
OBDC
$5.73B
$10K 0.01%
+700
New +$9.95K
ROG icon
303
Rogers Corp
ROG
$2.46B
$10K 0.01%
80
+6
+8% +$768
SLACU
304
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
$10K 0.01%
1,000
– –
CLGN icon
305
CollPlant Biotechnologies
CLGN
$5.58M
$9K 0.01%
1,539
– –
GSAT icon
306
Globalstar
GSAT
$10.8B
$9K 0.01%
333
+319
+2,279% +$7.01K
IBP icon
307
Installed Building Products
IBP
$6.5B
$9K 0.01%
50
– –
JNJ icon
308
Johnson & Johnson
JNJ
$629B
$9K 0.01%
60
-180
-75% -$27.6K
MSOS icon
309
CALL
AdvisorShares Pure US Cannabis ETF
MSOS
$916M
$9K 0.01%
+1,392
New +$9.26K
TRST
310
Trustco Bank Corp NY
TRST
$967M
$9K 0.01%
300
– –
UGI icon
311
UGI
UGI
$7.5B
$9K 0.01%
400
– –
BOIL icon
312
ProShares Ultra Bloomberg Natural Gas
BOIL
$426M
$8K 0.01%
30
+25
+500% +$12K
GILD icon
313
Gilead Sciences
GILD
$170B
$8K 0.01%
+100
New +$7.78K
IFF icon
314
International Flavors & Fragrances
IFF
$21.6B
$8K 0.01%
+100
New +$7.23K
NTAP icon
315
NetApp
NTAP
$39.2B
$8K 0.01%
+100
New +$8.05K
PFN
316
PIMCO Income Strategy Fund II
PFN
$707M
$8K 0.01%
1,200
– –
PML
317
PIMCO Municipal Income Fund II
PML
$497M
$8K 0.01%
1,000
– –
STX icon
318
Seagate
STX
$201B
$8K 0.01%
+100
New +$7.46K
AAP icon
319
Advance Auto Parts
AAP
$3.21B
$7K 0.01%
128
– –
DX
320
Dynex Capital
DX
$3.23B
$7K 0.01%
600
– –
GSK icon
321
GSK
GSK
$101B
$7K 0.01%
200
-100
-33% -$3.59K
IWM icon
322
PUT
iShares Russell 2000 ETF
IWM
$82.2B
$7K 0.01%
+35
New +$6.27K
KEY icon
323
KeyCorp
KEY
$24.5B
$7K 0.01%
+500
New +$5.94K
MDU icon
324
MDU Resources
MDU
$4.32B
$7K 0.01%
722
– –
EWU icon
325
iShares MSCI United Kingdom ETF
EWU
$4.14B
$6K 0.01%
+200
New +$6.38K
11 12
13
14 15

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CC
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SL
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BCH
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CCC
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NCM
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RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.