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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRMB icon
301
Trimble
TRMB
$13.4B
$61K 0.03%
+742
New +$65.2K
DFP
302
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$428M
$60K 0.03%
+2,100
New +$61.7K
JCI icon
303
Johnson Controls International
JCI
$91.7B
$60K 0.03%
+882
New +$63.7K
SRV
304
NXG Cushing Midstream Energy Fund
SRV
$224M
$60K 0.03%
1,900
-1,100
-37% -$31.3K
SCVX
305
DELISTED
SCVX Corp.
SCVX
$60K 0.03%
6,050
– –
AN icon
306
AutoNation
AN
$6.89B
$59K 0.03%
+491
New +$55.4K
ARDC
307
Are Dynamic Credit Allocation Fund
ARDC
$298M
$59K 0.03%
3,700
-3,300
-47% -$53.5K
PEO
308
Adams Natural Resources Fund
PEO
$770M
$59K 0.03%
+3,950
New +$57.5K
IS
309
DELISTED
ironSource Ltd.
IS
$59K 0.03%
5,500
+3,500
+175% +$34.7K
EDD
310
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$374M
$58K 0.03%
+10,000
New +$61.2K
NIE
311
Virtus Equity & Convertible Income Fund
NIE
$740M
$58K 0.03%
2,000
– –
PFL
312
PIMCO Income Strategy Fund
PFL
$385M
$58K 0.03%
+5,000
New +$62.4K
TEN.PRF
313
Tsakos Energy Navigation Ltd Series F Preferred Shares
TEN.PRF
$180M
$58K 0.03%
2,439
– –
ATH
314
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$58K 0.03%
+854
New +$56.8K
VTA
315
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$58K 0.03%
5,000
-5,000
-50% -$58.5K
BSTZ icon
316
BlackRock Science and Technology Term Trust
BSTZ
$2.18B
$57K 0.03%
1,500
+100
+7% +$4.06K
DSU icon
317
BlackRock Debt Strategies Fund
DSU
$600M
$57K 0.03%
+5,000
New +$56.9K
PLXP
318
DELISTED
PLx Pharma Inc. Common Stock
PLXP
$57K 0.03%
+2,987
New +$52.2K
ARVN icon
319
Arvinas
ARVN
$590M
$56K 0.03%
+693
New +$61.2K
NCNO icon
320
nCino
NCNO
$2.26B
$56K 0.03%
+796
New +$53.1K
OBDC icon
321
Blue Owl Capital
OBDC
$5.87B
$56K 0.03%
4,000
+1,000
+33% +$14.5K
MRNA icon
322
Moderna
MRNA
$25.4B
$55K 0.03%
143
+31
+28% +$11.4K
TSLX icon
323
Sixth Street Specialty
TSLX
$1.82B
$55K 0.03%
2,500
-1,500
-38% -$34.4K
TBCH
324
Turtle Beach Corp
TBCH
$229M
$55K 0.03%
+2,000
New +$58.4K
EMO
325
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$54K 0.03%
2,500
-1,000
-29% -$21.4K
11 12
13
14 15

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CC
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SL
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BCH
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NCM
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RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return
HCM
Hall Capital Management Barrington, Rhode Island $280M AUM 14.82% 1-Year Est. Return
EFP
Envision Financial Planning Memphis, Tennessee $276M AUM 10.87% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.