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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOGM
301
DELISTED
LogMein, Inc.
LOGM
$8K 0.01%
+100
New +$8.43K
BABA icon
302
PUT
Alibaba
BABA
$300B
$7K 0.01%
40
-375
-90% -$78.3K
DHT icon
303
CALL
DHT Holdings
DHT
$3.01B
$7K 0.01%
923
+608
+193% +$3.85K
GS.PRC icon
304
Goldman Sachs Group Inc Series C Preferred Stock
GS.PRC
$153M
$7K 0.01%
+400
New +$8.95K
HIO
305
Western Asset High Income Opportunity Fund
HIO
$340M
$7K 0.01%
1,812
-40,332
-96% -$193K
IBM icon
306
IBM
IBM
$222B
$7K 0.01%
+75
New +$9.48K
KELYB
307
Kelly Services Class B
KELYB
$7K 0.01%
706
+415
+143% +$6.26K
RILYG
308
DELISTED
B. Riley Financial, Inc. 7.25% Senior Notes due 2027
RILYG
$7K 0.01%
+400
New +$9.32K
SPAQ.U
309
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$7K 0.01%
668
-432
-39% -$4.49K
PARA
310
CALL
DELISTED
Paramount Global Class B
PARA
$6K ﹤0.01%
+450
New +$12.9K
UBER icon
311
PUT
Uber
UBER
$154B
$6K ﹤0.01%
+220
New +$7.24K
MOHO
312
DELISTED
ECMOHO Limited American Depositary Shares
MOHO
$6K ﹤0.01%
+1,200
New +$8.86K
NEV
313
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$6K ﹤0.01%
500
-6,014
-92% -$88.2K
GXGXU
314
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$6K ﹤0.01%
680
-22,400
-97% -$232K
SSPKU
315
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$6K ﹤0.01%
700
+500
+250% +$5.01K
ETP.PRD
316
DELISTED
Energy Transfer Operating, L.P. 7.625% Series D Fixed-to-Floating Rate Cumulative Redeemable Perpetu
ETP.PRD
$6K ﹤0.01%
+500
New +$11K
RTN
317
PUT
DELISTED
Raytheon Company
RTN
$6K ﹤0.01%
+50
New +$9.9K
FWP
318
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
$6K ﹤0.01%
+1,118
New +$7.07K
MEET
319
DELISTED
The Meet Group, Inc. Common Stock
MEET
$6K ﹤0.01%
+1,130
New +$6.44K
BF.A icon
320
Brown-Forman Class A
BF.A
$13B
$5K ﹤0.01%
110
-580
-84% -$34.9K
DLTR icon
321
Dollar Tree
DLTR
$24.7B
$5K ﹤0.01%
79
+24
+44% +$2.04K
HPE icon
322
Hewlett Packard
HPE
$77.8B
$5K ﹤0.01%
586
– –
FSR
323
DELISTED
Fisker Inc.
FSR
$5K ﹤0.01%
500
-500
-50% -$5.08K
PAYA
324
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$5K ﹤0.01%
580
-1,068
-65% -$10.8K
CHNG
325
CALL
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$5K ﹤0.01%
+530
New +$7.41K
11 12
13
14 15

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CC
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BCH
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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.