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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.89%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$286M
AUM Growth
-$143M
Cap. Flow
-$112M
Cap. Flow %
-39.32%
Top 10 Hldgs %
50.25%
Holding
1,291
New
379
Increased
118
Reduced
110
Closed
598

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$33.7M
2
RHT
Red Hat Inc
RHT
+$15M
3
TSRO
TESARO, Inc.
TSRO
+$11.3M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$10.3M
5
LIN icon
Linde
LIN
+$9.56M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$58.3M
2
AIMC
Altra Industrial Motion Corp
AIMC
+$32.1M
3
COL
Rockwell Collins
COL
+$25.9M
4
ESRX
Express Scripts Holding Company
ESRX
+$21.9M
5
FTV icon
Fortive
FTV
+$15.5M

Sector Composition

Rank Sector Weight
1 Healthcare 24.91%
2 Communication Services 16.31%
3 Financials 12.88%
4 Technology 10.56%
5 Industrials 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHC icon
301
Encompass Health
EHC
$12.4B
$33K 0.01%
688
+531
+338% +$30.2K
GAIA icon
302
Gaia
GAIA
$31.4M
$33K 0.01%
3,267
+1,254
+62% +$16.5K
CVS icon
303
PUT
CVS Health
CVS
$120B
$32K 0.01%
+503
New +$37.5K
UPBD icon
304
Upbound Group
UPBD
$1.11B
$32K 0.01%
+2,000
New +$29K
PES
305
DELISTED
Pioneer Energy Services Corp.
PES
$32K 0.01%
26,046
+23,742
+1,030% +$59.1K
ATVI
306
DELISTED
Activision Blizzard
ATVI
$32K 0.01%
700
-10,632
-94% -$637K
USB.PRH icon
307
US Bancorp Series B Preferred Stock
USB.PRH
$744M
$31K 0.01%
+1,700
New +$34.3K
AMZN icon
308
CALL
Amazon
AMZN
$2.94T
$30K 0.01%
+400
New +$33.3K
RTX icon
309
CALL
RTX Corp
RTX
$302B
$30K 0.01%
451
+1
+0.2% +$78
AHL
310
DELISTED
ASPEN Insurance Holding Limited
AHL
$30K 0.01%
+730
New +$30.5K
OPOF
311
DELISTED
Old Point Financial
OPOF
$29K 0.01%
+1,362
New +$35.1K
WYNN icon
312
Wynn Resorts
WYNN
$10.8B
$29K 0.01%
300
+254
+552% +$27.4K
ASPU
313
DELISTED
ASPEN GROUP, INC.
ASPU
$29K 0.01%
5,464
+975
+22% +$5.65K
SPAQ.U
314
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$28K 0.01%
2,800
-2,100
-43% -$21.2K
BML.PRH
315
Bank of America Depository Shares Series 2
BML.PRH
$827M
$27K 0.01%
+1,500
New +$30.6K
PZZA icon
316
Papa John's
PZZA
$801M
$27K 0.01%
700
-1,300
-65% -$65.6K
SNAP icon
317
Snap
SNAP
$9.32B
$27K 0.01%
5,000
+4,000
+400% +$26K
CAI.PRA
318
DELISTED
CAI International, Inc. 8.50% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Prefer
CAI.PRA
$27K 0.01%
+1,200
New +$29.9K
GS.PRD icon
319
Goldman Sachs Group Inc Series D Preferred Stock
GS.PRD
$1.02B
$26K 0.01%
+1,500
New +$30.2K
LOMA
320
Loma Negra
LOMA
$1.16B
$26K 0.01%
2,400
-506
-17% -$4.91K
PACB icon
321
Pacific Biosciences
PACB
$354M
$26K 0.01%
+3,596
New +$22.8K
UGI icon
322
UGI
UGI
$7.54B
$26K 0.01%
495
– –
V icon
323
PUT
Visa
V
$677B
$26K 0.01%
+200
New +$27.6K
LMHB
324
DELISTED
Legg Mason, Inc. 5.45% Junior Subordinated Notes due 2056
LMHB
$26K 0.01%
+1,300
New +$29.3K
JD icon
325
JD.com
JD
$43.1B
$25K 0.01%
1,200
+855
+248% +$19.1K
11 12
13
14 15

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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q4 2018 Portfolio in Review

As of Q4 2018, FNY Investment Advisers held 1,291 positions worth $286M, down 33% from $428M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers withdrew a net $112M in Q4 2018, closing 598 positions and reducing 110 holdings. Its most notable exit was Aetna Inc, an estimated $58.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 13% a quarter earlier, followed by Communication Services and Financials.

Against the trend, FNY Investment Advisers opened a new position in Red Hat Inc worth $16.6M.

  • FNY Investment Advisers's largest Q4 2018 buy was Red Hat Inc: 94,676 shares worth $16.6M.
  • FNY Investment Advisers added most to Shire pic in Q4 2018, an estimated $33.7M increase.
  • FNY Investment Advisers's biggest Q4 2018 reduction was Altra Industrial Motion Corp, cutting an estimated $32.1M.
  • FNY Investment Advisers fully exited Aetna Inc in Q4 2018, selling an estimated $58.3M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $286M portfolio in Q4 2018.
  • FNY Investment Advisers opened 379 new positions and closed 598 in Q4 2018.
  • FNY Investment Advisers's portfolio value fell 33% quarter-over-quarter to $286M.

Based on FNY Investment Advisers's 13F filing for Q4 2018, filed 22 Jan 2019.