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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+7.53%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$71.6M
AUM Growth
-$72.7M
Cap. Flow
-$111M
Cap. Flow %
-155.21%
Top 10 Hldgs %
33.28%
Holding
946
New
238
Increased
94
Reduced
99
Closed
377

Top Buys

Rank Stock Value
1
VMW
VMware, Inc
VMW
+$2.77M
2
AMZN icon
Amazon
AMZN
+$2.03M
3
CMBT
CMB.TECH NV
CMBT
+$1.94M
4
VIVO
Meridian Bioscience Inc
VIVO
+$1.64M
5
LI icon
Li Auto
LI
+$1.4M

Top Sells

Rank Stock Value
1
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$40M
2
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$20.2M
3
AVLR
Avalara, Inc.
AVLR
+$7.35M
4
HLN icon
Haleon
HLN
+$5.98M
5
ABB
ABB Ltd
ABB
+$4.08M

Sector Composition

Rank Sector Weight
1 Technology 18.84%
2 Consumer Discretionary 14.54%
3 Financials 13.96%
4 Industrials 12.93%
5 Communication Services 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARDX icon
276
Ardelyx
ARDX
$1.01B
$14K 0.02%
5,254
-15,746
-75% -$26.7K
BNO icon
277
United States Brent Oil Fund
BNO
$772M
$14K 0.02%
+514
New +$14.9K
ESS icon
278
Essex Property Trust
ESS
$18.5B
$14K 0.02%
70
+30
+75% +$6.56K
GOOG icon
279
Alphabet (Google) Class C
GOOG
$4.2T
$14K 0.02%
160
– –
UGI icon
280
UGI
UGI
$7.53B
$14K 0.02%
400
– –
YANG icon
281
Direxion Daily FTSE China Bear 3X ETF
YANG
$99.3M
$14K 0.02%
63
+25
+66% +$10.2K
INTEU
282
DELISTED
Integral Acquisition Corporation 1 Unit
INTEU
$14K 0.02%
1,420
-1,700
-54% -$17K
PDSB icon
283
PDS Biotechnology
PDSB
$13.1M
$13K 0.02%
+993
New +$7K
PFLT icon
284
PennantPark Floating Rate Capital
PFLT
$756M
$13K 0.02%
1,200
– –
T icon
285
AT&T
T
$168B
$13K 0.02%
760
-340
-31% -$6.09K
CWEN.A
286
DELISTED
Clearway Energy Class A
CWEN.A
$12K 0.02%
430
-1,311
-75% -$40.9K
PHK
287
PIMCO High Income Fund
PHK
$865M
$12K 0.02%
2,600
– –
POSH
288
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
$12K 0.02%
+700
New +$12.4K
DNN icon
289
Denison Mines
DNN
$2.96B
$11K 0.02%
+10,000
New +$11.8K
EAD
290
Allspring Income Opportunities Fund
EAD
$377M
$11K 0.02%
1,800
+600
+50% +$3.9K
GTLS
291
DELISTED
Chart Industries
GTLS
$11K 0.02%
+100
New +$16.1K
MAIN icon
292
Main Street Capital
MAIN
$5.55B
$11K 0.02%
+300
New +$11K
NKE icon
293
PUT
Nike
NKE
$61.3B
$11K 0.02%
+100
New +$10.1K
SOFI icon
294
CALL
SoFi Technologies
SOFI
$23.9B
$11K 0.02%
+2,437
New +$12.1K
TRST
295
Trustco Bank Corp NY
TRST
$972M
$11K 0.02%
300
– –
TSLA icon
296
CALL
Tesla
TSLA
$1.34T
$11K 0.02%
+96
New +$18.2K
FORG
297
DELISTED
ForgeRock, Inc.
FORG
$11K 0.02%
+500
New +$10.9K
BGH
298
Barings Global Short Duration High Yield Fund
BGH
$286M
$10K 0.01%
800
+100
+14% +$1.28K
BROG
299
DELISTED
Brooge Energy
BROG
$10K 0.01%
+1,997
New +$12.9K
BRZU icon
300
Direxion Daily MSCI Brazil Bull 2X ETF
BRZU
$89.4M
$10K 0.01%
150
-250
-63% -$19.2K
10 11
12
13 14

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CC
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BCH
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NCM
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RFA
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PBPIA
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FNY Investment Advisers's Q4 2022 Portfolio in Review

As of Q4 2022, FNY Investment Advisers held 946 positions worth $71.6M, down 50% from $144M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

FNY Investment Advisers withdrew a net $111M in Q4 2022, closing 377 positions and reducing 99 holdings. Its most notable exit was Change Healthcare Inc. Common Stock, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 32% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, FNY Investment Advisers opened a new position in Amazon worth $1.73M.

  • FNY Investment Advisers's largest Q4 2022 buy was Amazon: 20,538 shares worth $1.73M.
  • FNY Investment Advisers added most to VMware, Inc in Q4 2022, an estimated $2.77M increase.
  • FNY Investment Advisers's biggest Q4 2022 reduction was Biohaven Pharmaceutical Holding Company Ltd., cutting an estimated $40M.
  • FNY Investment Advisers fully exited Change Healthcare Inc. Common Stock in Q4 2022, selling an estimated $20.2M.
  • FNY Investment Advisers's ten largest holdings make up 33% of its $71.6M portfolio in Q4 2022.
  • FNY Investment Advisers opened 238 new positions and closed 377 in Q4 2022.
  • FNY Investment Advisers's portfolio value fell 50% quarter-over-quarter to $71.6M.

Based on FNY Investment Advisers's 13F filing for Q4 2022, filed 10 Jan 2023.