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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YANG icon
276
Direxion Daily FTSE China Bear 3X ETF
YANG
$99.3M
$71K 0.03%
+185
New +$64.3K
SGI
277
Somnigroup International
SGI
$13.9B
$69K 0.03%
+1,497
New +$65.4K
CLGN icon
278
CollPlant Biotechnologies
CLGN
$5.86M
$67K 0.03%
4,000
– –
BGR icon
279
BlackRock Energy and Resources Trust
BGR
$426M
$66K 0.03%
+7,000
New +$62.9K
TEAM icon
280
Atlassian
TEAM
$41.5B
$66K 0.03%
+169
New +$56.4K
PRKS icon
281
United Parks & Resorts
PRKS
$2.05B
$66K 0.03%
+1,210
New +$60.9K
ALTU
282
DELISTED
Altitude Acquisition Corp
ALTU
$66K 0.03%
6,741
+141
+2% +$1.38K
INTU icon
283
CALL
Intuit
INTU
$97.7B
$65K 0.03%
+122
New +$65.8K
IMPL
284
DELISTED
Impel Pharmaceuticals Inc. Common Stock
IMPL
$65K 0.03%
+5,377
New +$78K
ADAP
285
DELISTED
Adaptimmune Therapeutics
ADAP
$64K 0.03%
+12,500
New +$56.1K
CUBE icon
286
CubeSmart
CUBE
$9.42B
$64K 0.03%
+1,328
New +$67K
DOCU
287
DocuSign
DOCU
$12B
$64K 0.03%
+251
New +$72.3K
IQV icon
288
IQVIA
IQV
$39.8B
$64K 0.03%
+271
New +$68.4K
JGH icon
289
Nuveen Global High Income Fund
JGH
$356M
$64K 0.03%
+4,005
New +$64.5K
REXR icon
290
Rexford Industrial Realty
REXR
$8.13B
$64K 0.03%
+1,142
New +$68.9K
STLD icon
291
Steel Dynamics
STLD
$37.3B
$64K 0.03%
+1,111
New +$71K
MGI
292
DELISTED
MoneyGram International, Inc. New
MGI
$64K 0.03%
8,060
-7,000
-46% -$66.7K
LCID icon
293
Lucid Motors
LCID
$2.5B
$63K 0.03%
250
-455
-65% -$105K
CSWC icon
294
Capital Southwest
CSWC
$1.61B
$62K 0.03%
2,500
-1,500
-38% -$39.1K
ETN icon
295
Eaton
ETN
$177B
$62K 0.03%
+416
New +$66.5K
PRGS icon
296
Progress Software
PRGS
$1.82B
$62K 0.03%
+1,278
New +$58.8K
VLD.WS
297
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$62K 0.03%
+40,708
New +$62.7K
FIF
298
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$62K 0.03%
+4,900
New +$64.5K
AWF
299
AllianceBernstein Global High Income Fund
AWF
$877M
$61K 0.03%
+5,000
New +$61.8K
FCT
300
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$61K 0.03%
+5,000
New +$62K
10 11
12
13 14

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RFA
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PBPIA
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.