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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUY
276
DELISTED
Yamana Gold, Inc.
AUY
$158K 0.05%
+40,000
New +$140K
DSL
277
DoubleLine Income Solutions Fund
DSL
$1.23B
$157K 0.05%
7,950
+650
+9% +$12.9K
JMPNZ
278
DELISTED
JMP Group LLC 6.875% Senior Notes due 2029
JMPNZ
$157K 0.05%
6,850
+6,150
+879% +$146K
BTT icon
279
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$156K 0.05%
6,455
-1,427
-18% -$34.1K
AEM icon
280
Agnico Eagle Mines
AEM
$92.2B
$154K 0.05%
+2,500
New +$145K
RA
281
Brookfield Real Assets Income Fund
RA
$707M
$154K 0.05%
7,251
+3,251
+81% +$72.3K
VLT icon
282
Invesco High Income Trust II
VLT
$65.8M
$154K 0.05%
+10,827
New +$154K
SBBX
283
DELISTED
SB One Bancorp Common Stock
SBBX
$153K 0.05%
+6,168
New +$142K
CHU
284
DELISTED
China Unicom (HONG KONG) Limited
CHU
$153K 0.05%
+16,354
New +$157K
ZSAN
285
DELISTED
Zosano Pharma Corporation
ZSAN
$152K 0.05%
2,857
-1,429
-33% -$88.2K
PYPL icon
286
PayPal
PYPL
$50.4B
$150K 0.05%
1,390
-690
-33% -$71.9K
GLO
287
Clough Global Opportunities Fund
GLO
$258M
$149K 0.05%
+15,790
New +$146K
PNNT
288
Pennant Park Investment Corp
PNNT
$246M
$149K 0.05%
22,910
-3,399
-13% -$21.1K
PEI.PRC
289
DELISTED
Pennsylvania Real Estate Investment Trust 7.20% Series C Cumulative Redeemable Perpetual Preferred Shares
PEI.PRC
$149K 0.05%
+8,000
New +$159K
HQY icon
290
HealthEquity
HQY
$8.86B
$148K 0.05%
2,000
– –
DPLO
291
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$148K 0.05%
+37,100
New +$174K
AOD
292
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$147K 0.05%
+16,433
New +$141K
DD icon
293
CALL
DuPont de Nemours
DD
$19.5B
$147K 0.05%
+1,832
New +$152K
AIF
294
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$146K 0.05%
9,677
+5,648
+140% +$83.7K
MFL
295
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$144K 0.04%
10,900
+5,642
+107% +$75.1K
KGC icon
296
Kinross Gold
KGC
$32.3B
$142K 0.04%
+30,000
New +$135K
MOS icon
297
The Mosaic Company
MOS
$7.42B
$142K 0.04%
+6,580
New +$130K
WMT icon
298
Walmart Inc
WMT
$896B
$142K 0.04%
+3,585
New +$142K
TRIP icon
299
TripAdvisor
TRIP
$1.28B
$140K 0.04%
+4,630
New +$156K
AWP
300
abrdn Global Premier Properties Fund
AWP
$362M
$138K 0.04%
+7,138
New +$137K
10 11
12
13 14

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BCH
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NCM
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.