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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLUG icon
251
Plug Power
PLUG
$3.09B
$22K 0.02%
+5,000
New +$26.2K
SENEB
252
Seneca Foods Class B
SENEB
$22K 0.02%
450
– –
DM
253
DELISTED
Desktop Metal, Inc.
DM
$22K 0.02%
2,977
-4,898
-62% -$44.4K
ETWO
254
DELISTED
E2open Parent Holdings
ETWO
$21K 0.02%
5,000
+125
+3% +$444
RH icon
255
RH
RH
$3.39B
$21K 0.02%
73
-403
-85% -$104K
ORGN
256
DELISTED
Origin Materials
ORGN
$20K 0.02%
833
-3,685
-82% -$106K
PB icon
257
Prosperity Bancshares
PB
$8.89B
$20K 0.02%
+300
New +$17.5K
LUXH
258
DELISTED
LuxUrban Hotels Inc. Common Stock
LUXH
$20K 0.02%
+50
New +$16.3K
GEF icon
259
Greif
GEF
$4.95B
$19K 0.02%
300
– –
PDO
260
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
$19K 0.02%
1,600
– –
FXI icon
261
iShares China Large-Cap ETF
FXI
$4.2B
$18K 0.02%
750
+700
+1,400% +$17.7K
PM icon
262
Philip Morris
PM
$289B
$18K 0.02%
+200
New +$18.4K
TLRY icon
263
Tilray
TLRY
$631M
$18K 0.02%
816
+500
+158% +$9.63K
WSBC icon
264
WesBanco
WSBC
$4.05B
$18K 0.02%
600
– –
CHRW icon
265
C.H. Robinson
CHRW
$17.2B
$17K 0.02%
200
– –
GTN icon
266
Gray Television
GTN
$486M
$17K 0.02%
+2,000
New +$14.9K
NJR icon
267
New Jersey Resources
NJR
$5.57B
$17K 0.02%
400
– –
PTIX
268
DELISTED
Performance Technologies
PTIX
$17K 0.02%
1,339
– –
CRGE
269
DELISTED
Charge Enterprises, Inc. Common Stock
CRGE
$17K 0.02%
150,000
+75,000
+100% +$20.4K
AMX icon
270
America Movil
AMX
$70B
$16K 0.02%
+903
New +$15.9K
NEU icon
271
NewMarket
NEU
$8.43B
$16K 0.02%
30
– –
PNNT
272
Pennant Park Investment Corp
PNNT
$245M
$16K 0.02%
2,400
-2,900
-55% -$18.7K
ERC
273
Allspring Multi-Sector Income Fund
ERC
$261M
$15K 0.02%
1,600
– –
NLY icon
274
Annaly Capital Management
NLY
$17.5B
$15K 0.02%
+800
New +$14.3K
SFNC icon
275
Simmons First National
SFNC
$3.43B
$15K 0.02%
800
– –
9 10
11
12 13

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KWM
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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.