We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFT
251
Eaton Vance Floating-Rate Income Trust
EFT
$290M
$83K 0.04%
+5,725
New +$84.2K
GER
252
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$83K 0.04%
7,800
-2,200
-22% -$23.5K
CMAX
253
DELISTED
CareMax, Inc. Class A Common Stock
CMAX
$82K 0.04%
+283
New +$83.3K
HYB
254
DELISTED
New America High Income Fund, Inc.
HYB
$81K 0.04%
8,500
-300
-3% -$2.82K
AVX
255
Avax One Technology Ltd
AVX
$23.7M
– –
0
– –
AVPT icon
256
AvePoint
AVPT
$2.87B
$79K 0.04%
+9,421
New +$93.7K
JPC icon
257
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$79K 0.04%
8,000
– –
AIF
258
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$79K 0.04%
5,000
-4,100
-45% -$64K
AFT
259
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$79K 0.04%
5,000
-3,000
-38% -$47.2K
FCAX.U
260
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$79K 0.04%
8,100
+1,050
+15% +$10.4K
JOFFU
261
DELISTED
JOFF Fintech Acquisition Corp. Unit
JOFFU
$79K 0.04%
8,000
– –
PDO
262
PIMCO Dynamic Income Opportunities Fund
PDO
$1.84B
$78K 0.04%
+3,750
New +$80.6K
DCRN
263
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
$77K 0.04%
7,870
+7,570
+2,523% +$74.7K
SPE
264
Special Opportunities Fund
SPE
$145M
$76K 0.04%
5,234
– –
VBIV
265
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$76K 0.04%
823
-1,266
-61% -$120K
AFCG
266
AFC Gamma
AFCG
$68.9M
$75K 0.03%
5,116
-11,101
-68% -$161K
AWP
267
abrdn Global Premier Properties Fund
AWP
$364M
$75K 0.03%
4,167
-2,500
-37% -$49.3K
BGX
268
Blackstone Long-Short Credit Income Fund
BGX
$138M
$75K 0.03%
5,000
– –
BTZ icon
269
BlackRock Credit Allocation Income Trust
BTZ
$965M
$75K 0.03%
5,000
-4,000
-44% -$62.1K
FTI icon
270
TechnipFMC
FTI
$30.1B
$75K 0.03%
10,000
-14,620
-59% -$105K
STEW
271
SRH Total Return Fund
STEW
$1.8B
$75K 0.03%
5,750
-6,450
-53% -$88.1K
CMPS
272
Compass Pathways
CMPS
$1.87B
$74K 0.03%
2,500
– –
NFJ
273
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.46B
$74K 0.03%
+5,000
New +$76.6K
DOO
274
Bombardier Recreational Products
DOO
$4.77B
$73K 0.03%
+794
New +$68.7K
PPC icon
275
Pilgrim's Pride
PPC
$6.6B
$72K 0.03%
+2,500
New +$62.7K
9 10
11
12 13

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return
PBPIA
Pivotal bioVenture Partners Investment Advisor San Francisco, California $280M AUM 181.4% 1-Year Est. Return

FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.