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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVM
251
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$28K 0.02%
+2,700
New +$30.5K
IBRX icon
252
ImmunityBio
IBRX
$8.21B
$28K 0.02%
+10,000
New +$50.1K
CWEN.A
253
DELISTED
Clearway Energy Class A
CWEN.A
$26K 0.02%
1,560
+1,010
+184% +$20.1K
HIMX
254
Himax Technologies
HIMX
$2.63B
$26K 0.02%
+9,850
New +$37.1K
TERP
255
DELISTED
TerraForm Power, Inc
TERP
$26K 0.02%
+1,700
New +$29.6K
AMRN
256
Amarin Corp
AMRN
$298M
$24K 0.02%
303
+300
+10,000% +$99.7K
SNDL icon
257
Sundial Growers
SNDL
$313M
$24K 0.02%
3,800
– –
USL icon
258
United States 12 Month Oil Fund,
USL
$45.8M
$24K 0.02%
+2,000
New +$37.5K
GARS
259
DELISTED
Garrison Capital Inc.
GARS
$24K 0.02%
14,500
-5,500
-28% -$28.1K
PMO
260
Franklin Municipal Opportunities Trust
PMO
$285M
$23K 0.02%
2,000
+1,454
+266% +$18.8K
SPY icon
261
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$23K 0.02%
92
-1,913
-95% -$584K
SVXY icon
262
ProShares Short VIX Short-Term Futures ETF
SVXY
$235M
$23K 0.02%
+1,500
New +$40.9K
FCRD
263
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$23K 0.02%
+8,800
New +$47.5K
NAN icon
264
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$21K 0.02%
+1,600
New +$22.3K
AMTD
265
DELISTED
TD Ameritrade Holding Corp
AMTD
$20K 0.02%
+600
New +$26.1K
DXC icon
266
DXC Technology
DXC
$1.71B
$19K 0.01%
1,500
-19,445
-93% -$514K
MFAC.U
267
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$19K 0.01%
1,860
-2,790
-60% -$29.6K
RTN
268
CALL
DELISTED
Raytheon Company
RTN
$19K 0.01%
+150
New +$29.7K
HTGM
269
DELISTED
HTG Molecular Diagnostics, Inc. Common Stock
HTGM
$18K 0.01%
314
+200
+175% +$19.6K
GS.PRA icon
270
Goldman Sachs Group Inc Depositary Shares
GS.PRA
$571M
$17K 0.01%
900
+200
+29% +$4.24K
IWM icon
271
CALL
iShares Russell 2000 ETF
IWM
$82.3B
$17K 0.01%
+150
New +$22.4K
AVYA
272
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$17K 0.01%
2,160
-5,940
-73% -$70.6K
DHT icon
273
DHT Holdings
DHT
$3.02B
$15K 0.01%
2,000
-26,400
-93% -$167K
HYD icon
274
VanEck High Yield Muni ETF
HYD
$4.4B
$15K 0.01%
+300
New +$18.5K
MCK icon
275
McKesson
MCK
$102B
$15K 0.01%
+117
New +$17.1K
9 10
11
12 13

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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.