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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$35.1M
Cap. Flow
-$22.9M
Cap. Flow %
-10.64%
Top 10 Hldgs %
26.55%
Holding
1,107
New
296
Increased
128
Reduced
157
Closed
386

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.3M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.02M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$5.12M
4
XLNX
Xilinx Inc
XLNX
+$5.11M
5
BP icon
BP
BP
+$5.06M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$11.1M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$8.9M
3
DTE icon
DTE Energy
DTE
+$5.88M
4
MXIM
Maxim Integrated Products
MXIM
+$5.58M
5
MVST icon
Microvast
MVST
+$5.54M

Sector Composition

Rank Sector Weight
1 Technology 22.31%
2 Financials 13.71%
3 Healthcare 11.56%
4 Communication Services 10.69%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCACU
226
DELISTED
Growth Capital Acquisition Corp. Unit
GCACU
$103K 0.05%
10,000
– –
CENTA icon
227
Central Garden & Pet Co Class A
CENTA
$2.43B
$102K 0.05%
2,993
-2,007
-40% -$69.4K
OPEN icon
228
Opendoor
OPEN
$3.39B
$102K 0.05%
5,167
-5,166
-50% -$83.5K
BKKT icon
229
Bakkt Inc
BKKT
$324M
$101K 0.05%
400
-185
-32% -$46.4K
EWJ icon
230
iShares MSCI Japan ETF
EWJ
$23.1B
$99K 0.05%
+1,412
New +$97.8K
INDA icon
231
iShares MSCI India ETF
INDA
$6.58B
$99K 0.05%
+2,038
New +$95.1K
VGK icon
232
Vanguard FTSE Europe ETF
VGK
$31B
$99K 0.05%
1,511
+31
+2% +$2.12K
BABA icon
233
CALL
Alibaba
BABA
$298B
$98K 0.05%
+665
New +$121K
SNP
234
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$98K 0.05%
2,000
-4,000
-67% -$191K
LEGO
235
DELISTED
Legato Merger Corp. Common stock
LEGO
$98K 0.05%
9,410
-15,590
-62% -$167K
CHAA.U
236
DELISTED
Catcha Investment Corp Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
CHAA.U
$98K 0.05%
10,000
– –
ASGI
237
abrdn Global Infrastructure Income Fund
ASGI
$758M
$97K 0.05%
4,900
+1,900
+63% +$39.7K
DHF
238
BNY Mellon High Yield Strategies Fund
DHF
$174M
$96K 0.04%
+30,000
New +$101K
CTRA
239
PUT
DELISTED
Coterra Energy
CTRA
$95K 0.04%
+4,400
New +$75.5K
SDHY
240
PGIM Short Duration High Yield Opportunities Fund
SDHY
$402M
$93K 0.04%
+5,000
New +$95.6K
VRS
241
DELISTED
Verso Corporation
VRS
$93K 0.04%
+4,500
New +$86.8K
FGB
242
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$92K 0.04%
23,180
-10,812
-32% -$44.3K
UTHR icon
243
United Therapeutics
UTHR
$22.3B
$92K 0.04%
+500
New +$98.5K
VVR icon
244
Invesco Senior Income Trust
VVR
$460M
$89K 0.04%
20,000
-10,000
-33% -$43.5K
DM
245
DELISTED
Desktop Metal, Inc.
DM
$89K 0.04%
1,252
-750
-37% -$65.1K
MBAC.WS
246
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
$89K 0.04%
+67,000
New +$75K
ABNB icon
247
Airbnb
ABNB
$108B
$85K 0.04%
+507
New +$77.4K
LGI
248
Lazard Global Total Return & Income Fund
LGI
$242M
$84K 0.04%
+4,200
New +$88.6K
CFIVU
249
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$84K 0.04%
8,500
+100
+1% +$1K
BOE icon
250
BlackRock Enhanced Global Dividend Trust
BOE
$693M
$83K 0.04%
7,103
+2,103
+42% +$26.1K
8 9
10
11 12

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KWM
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CC
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SL
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, FNY Investment Advisers held 1,107 positions worth $215M, down 14% from $251M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

FNY Investment Advisers withdrew a net $22.9M in Q3 2021, closing 386 positions and reducing 157 holdings. Its most notable exit was Soaring Eagle Acquisition Corp. Class A Ordinary Share, an estimated $11.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

Against the trend, FNY Investment Advisers opened a new position in Ardagh Group S.A. Class A Common Shares worth $7.12M.

  • FNY Investment Advisers's largest Q3 2021 buy was Ardagh Group S.A. Class A Common Shares: 279,519 shares worth $7.12M.
  • FNY Investment Advisers added most to Alphabet (Google) Class A in Q3 2021, an estimated $11.3M increase.
  • FNY Investment Advisers's biggest Q3 2021 reduction was Forge Global Holdings, cutting an estimated $4.79M.
  • FNY Investment Advisers fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $11.1M.
  • FNY Investment Advisers's ten largest holdings make up 27% of its $215M portfolio in Q3 2021.
  • FNY Investment Advisers opened 296 new positions and closed 386 in Q3 2021.
  • FNY Investment Advisers's portfolio value fell 14% quarter-over-quarter to $215M.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.