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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-14.07%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$131M
AUM Growth
-$191M
Cap. Flow
-$143M
Cap. Flow %
-109.04%
Top 10 Hldgs %
35.22%
Holding
1,052
New
219
Increased
87
Reduced
125
Closed
579

Top Buys

Rank Stock Value
1
SSL icon
Sasol
SSL
+$5.98M
2
RTX icon
RTX Corp
RTX
+$5.68M
3
AGN
Allergan plc
AGN
+$4.57M
4
BP icon
BP
BP
+$3.94M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.9M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$33.8M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$16.7M
3
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$10.7M
4
WMGI
Wright Medical Group Inc
WMGI
+$10M
5
ARQL
Arqule Inc
ARQL
+$9.28M

Sector Composition

Rank Sector Weight
1 Healthcare 22.54%
2 Technology 16.69%
3 Consumer Discretionary 10.83%
4 Financials 7.71%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNNT
226
Pennant Park Investment Corp
PNNT
$246M
$46K 0.04%
18,000
-4,910
-21% -$27.2K
TEN.PRF
227
Tsakos Energy Navigation Ltd Series F Preferred Shares
TEN.PRF
$180M
$44K 0.03%
2,439
-4,561
-65% -$98K
MEN
228
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$42K 0.03%
+4,000
New +$44.7K
NHA
229
DELISTED
Nuveen Municipal 2021 Target Term Fund
NHA
$42K 0.03%
+4,535
New +$44.1K
RMM
230
RiverNorth Managed Duration Municipal Income Fund
RMM
$286M
$41K 0.03%
+2,300
New +$44.6K
MCY icon
231
Mercury Insurance
MCY
$5.89B
$40K 0.03%
1,000
-2,500
-71% -$114K
MRKR icon
232
Marker Therapeutics
MRKR
$19.2M
$38K 0.03%
2,000
-1,533
-43% -$39.1K
LSXMK
233
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$38K 0.03%
1,589
-840
-35% -$28.1K
MGM icon
234
MGM Resorts International
MGM
$11.1B
$37K 0.03%
+3,200
New +$82.3K
TRTN.PRD
235
Triton International Ltd 6.875% Series D Preference Shares
TRTN.PRD
$137M
$37K 0.03%
+2,300
New +$48.4K
TAST
236
DELISTED
Carrols Restaurant Group, Inc.
TAST
$37K 0.03%
20,796
-4,204
-17% -$17.6K
RILYN icon
237
BRC Group Holdings 6.50% Senior Notes Due 2026
RILYN
$36K 0.03%
+2,000
New +$46K
RTLPP
238
DELISTED
The Necessity Retail REIT, Inc. 7.50% Series A Cumulative Redeemable Perpetual Preferred Stock
RTLPP
$35K 0.03%
+2,000
New +$45.8K
MGPI icon
239
MGP Ingredients
MGPI
$377M
$34K 0.03%
1,273
+352
+38% +$12K
MDR
240
DELISTED
McDermott International
MDR
$34K 0.03%
+600,000
New +$444K
CENTA icon
241
Central Garden & Pet Co Class A
CENTA
$2.45B
$33K 0.03%
1,619
-1,506
-48% -$33.5K
FCX icon
242
Freeport-McMoran
FCX
$96.8B
$33K 0.03%
5,000
+4,500
+900% +$47.1K
TPC
243
Tutor Perini Cor
TPC
$5.09B
$33K 0.03%
+5,000
New +$53.4K
MFL
244
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$32K 0.02%
2,500
-8,400
-77% -$112K
RDS.B
245
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$32K 0.02%
+1,000
New +$46.9K
GEN icon
246
Gen Digital
GEN
$17.1B
$31K 0.02%
+1,680
New +$36.3K
PCQ
247
Pimco California Municipal Income Fund
PCQ
$168M
$31K 0.02%
2,009
+1,827
+1,004% +$32.6K
BRZU icon
248
Direxion Daily MSCI Brazil Bull 2X ETF
BRZU
$90M
$30K 0.02%
+571
New +$457K
ARCB icon
249
ArcBest
ARCB
$3.16B
$29K 0.02%
+1,700
New +$39.1K
EMBJ
250
Embraer S.A. ADS
EMBJ
$13.2B
$29K 0.02%
+4,000
New +$60.5K
8 9
10
11 12

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KWM
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CC
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BCH
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RFA
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FNY Investment Advisers's Q1 2020 Portfolio in Review

As of Q1 2020, FNY Investment Advisers held 1,052 positions worth $131M, down 59% from $323M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

FNY Investment Advisers withdrew a net $143M in Q1 2020, closing 579 positions and reducing 125 holdings. Its most notable exit was Alibaba, an estimated $33.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in RTX Corp worth $2.35M.

  • FNY Investment Advisers's largest Q1 2020 buy was RTX Corp: 67,124 shares worth $2.35M.
  • FNY Investment Advisers added most to Sasol in Q1 2020, an estimated $5.98M increase.
  • FNY Investment Advisers's biggest Q1 2020 reduction was Wright Medical Group Inc, cutting an estimated $10M.
  • FNY Investment Advisers fully exited Alibaba in Q1 2020, selling an estimated $33.8M.
  • FNY Investment Advisers's ten largest holdings make up 35% of its $131M portfolio in Q1 2020.
  • FNY Investment Advisers opened 219 new positions and closed 579 in Q1 2020.
  • FNY Investment Advisers's portfolio value fell 59% quarter-over-quarter to $131M.

Based on FNY Investment Advisers's 13F filing for Q1 2020, filed 9 Apr 2020.