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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATEX icon
226
Anterix
ATEX
$1.87B
$144K 0.04%
4,000
+2,500
+167% +$105K
FEI
227
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$142K 0.04%
+12,404
New +$143K
AFGB
228
American Financial Group 5.875% Subordinated Debentures due 2059
AFGB
$103M
$141K 0.04%
+5,300
New +$142K
MEOH icon
229
Methanex
MEOH
$4.29B
$141K 0.04%
+4,000
New +$148K
HYB
230
DELISTED
New America High Income Fund, Inc.
HYB
$140K 0.04%
15,900
+14,988
+1,643% +$132K
CELH icon
231
Celsius Holdings
CELH
$6.94B
$139K 0.04%
+120,000
New +$167K
MYI icon
232
BlackRock MuniYield Quality Fund III
MYI
$716M
$139K 0.04%
10,258
+3,981
+63% +$53.5K
BTZ icon
233
BlackRock Credit Allocation Income Trust
BTZ
$958M
$137K 0.04%
+10,070
New +$135K
PFN
234
PIMCO Income Strategy Fund II
PFN
$706M
$134K 0.04%
13,058
+12,235
+1,487% +$129K
LTHM
235
DELISTED
Livent Corporation
LTHM
$133K 0.04%
20,000
-617
-3% -$4.15K
GE icon
236
GE Aerospace
GE
$382B
$131K 0.04%
+2,955
New +$139K
PHT
237
DELISTED
Pioneer High Income Fund
PHT
$131K 0.04%
14,287
+13,741
+2,517% +$127K
CS
238
DELISTED
Credit Suisse Group
CS
$131K 0.04%
+10,795
New +$130K
CHL
239
DELISTED
China Mobile Limited
CHL
$130K 0.04%
3,158
+2,500
+380% +$106K
NET icon
240
Cloudflare
NET
$111B
$129K 0.04%
+7,000
New +$135K
MDC
241
DELISTED
M.D.C. Holdings, Inc.
MDC
$129K 0.04%
+3,240
New +$114K
TGT icon
242
Target
TGT
$69.1B
$128K 0.04%
+1,200
New +$114K
JMT
243
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$126K 0.04%
+5,700
New +$128K
FTK icon
244
Flotek Industries
FTK
$1.39B
$125K 0.04%
9,533
+7,866
+472% +$120K
LPSN icon
245
LivePerson
LPSN
$32M
$124K 0.04%
+233
New +$124K
GNC
246
DELISTED
GNC Holdings, Inc.
GNC
$123K 0.04%
57,500
+7,500
+15% +$15K
PRMW
247
DELISTED
Primo Water Corporation
PRMW
$122K 0.04%
+10,000
New +$130K
EGIO
248
DELISTED
Edgio, Inc. Common Stock
EGIO
$121K 0.04%
+1,000
New +$106K
NAD icon
249
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$118K 0.04%
8,221
+7,897
+2,437% +$113K
TPTX
250
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
$118K 0.04%
+3,150
New +$137K
8 9
10
11 12

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KWM
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CC
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.