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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-1.89%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$286M
AUM Growth
-$143M
Cap. Flow
-$112M
Cap. Flow %
-39.32%
Top 10 Hldgs %
50.25%
Holding
1,291
New
379
Increased
118
Reduced
110
Closed
598

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$33.7M
2
RHT
Red Hat Inc
RHT
+$15M
3
TSRO
TESARO, Inc.
TSRO
+$11.3M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$10.3M
5
LIN icon
Linde
LIN
+$9.56M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$58.3M
2
AIMC
Altra Industrial Motion Corp
AIMC
+$32.1M
3
COL
Rockwell Collins
COL
+$25.9M
4
ESRX
Express Scripts Holding Company
ESRX
+$21.9M
5
FTV icon
Fortive
FTV
+$15.5M

Sector Composition

Rank Sector Weight
1 Healthcare 24.91%
2 Communication Services 16.31%
3 Financials 12.88%
4 Technology 10.56%
5 Industrials 5.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHB
226
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$51K 0.02%
5,782
+5,602
+3,112% +$52.6K
DLNG icon
227
Dynagas LNG Partners
DLNG
$142M
$49K 0.02%
14,722
+3,622
+33% +$23.3K
DOV icon
228
Dover
DOV
$28.5B
$49K 0.02%
+700
New +$57.2K
FAS icon
229
Direxion Daily Financial Bull 3x ETF
FAS
$2.46B
$49K 0.02%
+1,100
New +$63.3K
SSNC icon
230
SS&C Technologies
SSNC
$18.7B
$49K 0.02%
+1,100
New +$53.4K
IWN icon
231
CALL
iShares Russell 2000 Value ETF
IWN
$14.6B
$48K 0.02%
+450
New +$54.2K
RA
232
Brookfield Real Assets Income Fund
RA
$707M
$48K 0.02%
+2,550
New +$53K
QTNT
233
DELISTED
Quotient Limited Ordinary Shares
QTNT
$48K 0.02%
198
-952
-83% -$250K
EHT
234
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$47K 0.02%
+5,290
New +$49.9K
WCG
235
DELISTED
Wellcare Health Plans, Inc.
WCG
$47K 0.02%
+200
New +$53.6K
ENTX icon
236
Entera Bio
ENTX
$141M
$46K 0.02%
+15,189
New +$75.6K
XLP icon
237
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$46K 0.02%
+920
New +$49.9K
BG icon
238
CALL
Bunge Global
BG
$21.5B
$45K 0.02%
+856
New +$52.8K
BSL
239
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$171M
$45K 0.02%
+3,000
New +$51.3K
MRKR icon
240
Marker Therapeutics
MRKR
$18.7M
$45K 0.02%
815
+459
+129% +$33.5K
SNDA icon
241
Sonida Senior Living
SNDA
$1.93B
$45K 0.02%
+444
New +$55.4K
GV
242
DELISTED
Goldfield Corporation
GV
$45K 0.02%
+20,000
New +$62.7K
ACGLO icon
243
Arch Capital Group
ACGLO
$255M
$44K 0.02%
+2,187
New +$47.9K
ZBRA icon
244
Zebra Technologies
ZBRA
$18.1B
$44K 0.02%
279
+223
+398% +$37.1K
BBDC icon
245
Barings BDC
BBDC
$982M
$43K 0.02%
+4,781
New +$47.2K
HPQ icon
246
HP
HPQ
$26.8B
$43K 0.02%
2,137
+1,740
+438% +$40.6K
NAC icon
247
Nuveen California Quality Municipal Income Fund
NAC
$1.86B
$43K 0.02%
3,413
+3,053
+848% +$38.3K
SENEB
248
Seneca Foods Class B
SENEB
$1.21B
$43K 0.02%
1,486
-143
-9% -$4.67K
ETFC
249
DELISTED
E*Trade Financial Corporation
ETFC
$43K 0.02%
1,000
+500
+100% +$24.5K
MCHX icon
250
Marchex
MCHX
$79.7M
$42K 0.01%
+16,000
New +$45.1K
8 9
10
11 12

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CC
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BCH
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CCC
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NCM
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EFM
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FNY Investment Advisers's Q4 2018 Portfolio in Review

As of Q4 2018, FNY Investment Advisers held 1,291 positions worth $286M, down 33% from $428M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

FNY Investment Advisers withdrew a net $112M in Q4 2018, closing 598 positions and reducing 110 holdings. Its most notable exit was Aetna Inc, an estimated $58.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 13% a quarter earlier, followed by Communication Services and Financials.

Against the trend, FNY Investment Advisers opened a new position in Red Hat Inc worth $16.6M.

  • FNY Investment Advisers's largest Q4 2018 buy was Red Hat Inc: 94,676 shares worth $16.6M.
  • FNY Investment Advisers added most to Shire pic in Q4 2018, an estimated $33.7M increase.
  • FNY Investment Advisers's biggest Q4 2018 reduction was Altra Industrial Motion Corp, cutting an estimated $32.1M.
  • FNY Investment Advisers fully exited Aetna Inc in Q4 2018, selling an estimated $58.3M.
  • FNY Investment Advisers's ten largest holdings make up 50% of its $286M portfolio in Q4 2018.
  • FNY Investment Advisers opened 379 new positions and closed 598 in Q4 2018.
  • FNY Investment Advisers's portfolio value fell 33% quarter-over-quarter to $286M.

Based on FNY Investment Advisers's 13F filing for Q4 2018, filed 22 Jan 2019.