FNY Investment Advisers’s Merchants Bancorp Depositary Shares Each Representing a 1/40th Interest in a Share of Series B Fixed-to-Floating Rate MBINO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-1,500	Closed	-$33K	–	678
2020 Q2	$33K	Buy	+1,500	New	+$33K	0.02%	225