First Trust Direct Indexing’s Retail Opportunity Investments Corp. ROIC Stock Holding History

First Trust Direct Indexing’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-13,274	Closed	-$209K	–	976
2024 Q3	$209K	Sell	13,274 -401	-3%	-$5.86K	0.01%	898
2024 Q2	$170K	Buy	13,675 +3,641	+36%	+$45.1K	0.01%	852
2024 Q1	$129K	Buy	+10,034	New	+$133K	0.01%	772
2021 Q1	–	Sell	-4,989	Closed	-$67K	–	1027
2020 Q4	$67K	Buy	+4,989	New	+$61.1K	0.02%	655

Other funds holding ROIC

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

HBK Investments Dallas, Texas $10.2B AUM 67.73% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

FTCM

First Trust Capital Management Chicago, Illinois $1.72B AUM 70.66% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

NAM

Nexpoint Asset Management Dallas, Texas $1.5B AUM 83.46% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

First Trust Direct Indexing's ROIC Position: Q4 2024 in Review

First Trust Direct Indexing sold out of Retail Opportunity Investments Corp. (ROIC) in Q4 2024, closing a stake of 13,274 shares — an estimated $209K sold.

First Trust Direct Indexing first reported a position in ROIC in Q4 2020 and held it in 4 quarters. The position peaked at $209K in Q3 2024. 230 funds tracked by Wall St. Rank hold ROIC as of Q4 2024.

First Trust Direct Indexing reported no remaining Retail Opportunity Investments Corp. position as of Q4 2024 after selling out during the quarter.
First Trust Direct Indexing sold 13,274 Retail Opportunity Investments Corp. shares in Q4 2024, an estimated $209K.
First Trust Direct Indexing first reported a position in Retail Opportunity Investments Corp. in Q4 2020 and held it in 4 quarters.
First Trust Direct Indexing's Retail Opportunity Investments Corp. position peaked at $209K in Q3 2024.
230 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q4 2024.

Based on First Trust Direct Indexing's 13F filing for Q4 2024.