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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+2.25%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$31.1B
AUM Growth
-$7.4B
(-19%)
Cap. Flow
-$6.73B
Cap. Flow
% of AUM
-21.62%
Top 10 Holdings %
Top 10 Hldgs %
15.54%
Holding
2,405
New
176
Increased
678
Reduced
1,352
Closed
195
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Utilities AlphaDEX Fund
FXU
|
+$631M |
| 2 |
First Trust Energy AlphaDEX Fund
FXN
|
+$591M |
| 3 |
Mondelez International
MDLZ
|
+$111M |
| 4 |
First Trust Japan AlphaDEX Fund
FJP
|
+$92.6M |
| 5 |
Sprouts Farmers Market
SFM
|
+$80.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NYSE Arca Biotechnology Index Fund
FBT
|
+$1.21B |
| 2 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$931M |
| 3 |
Meta Platforms (Facebook)
META
|
+$232M |
| 4 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$228M |
| 5 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$219M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.24% |
| 2 | Consumer Staples | 11.04% |
| 3 | Consumer Discretionary | 9.74% |
| 4 | Healthcare | 9.7% |
| 5 | Communication Services | 8.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IL
2026
DELISTED
IntraLinks Holdings Inc.
IL
| $369K | ﹤0.01% |
46,770
+9,634
| +26% | +$75.7K |
|
2027
Plug Power
PLUG
$2.92B
| $367K | ﹤0.01% |
178,946
+12,194
| +7% | +$22.9K |
|
|
FBNK
2028
DELISTED
First Connecticut Bancorp, Inc
FBNK
| $367K | ﹤0.01% |
22,979
-4,219
| -16% | -$68.5K |
|
2029
Brady Corp
BRC
$4.45B
| $365K | ﹤0.01% |
+13,612
| New | +$327K |
|
|
SGBK
2030
DELISTED
Stonegate Bank
SGBK
| $364K | ﹤0.01% |
12,133
-3,235
| -21% | -$96.7K |
|
2031
Prudential
PUK
$36.5B
| $363K | ﹤0.01% |
10,074
+303
| +3% | +$11K |
|
2032
TRI-Continental Corp
TY
$1.86B
| $362K | ﹤0.01% |
18,159
-2,435
| -12% | -$46K |
|
|
CSBK
2033
DELISTED
Clifton Bancorp Inc.
CSBK
| $360K | ﹤0.01% |
23,787
-7,386
| -24% | -$107K |
|
|
SHLM
2034
DELISTED
Schulman (A.) Inc
SHLM
| $358K | ﹤0.01% |
+13,146
| New | +$330K |
|
|
TBNK
2035
DELISTED
Territorial Bancorp Inc.
TBNK
| $356K | ﹤0.01% |
13,658
-2,602
| -16% | -$68K |
|
2036
Flex
FLEX
$43.4B
| $347K | ﹤0.01% |
38,195
-1,644
| -4% | -$13.2K |
|
2037
E.W. Scripps
SSP
$274M
| $346K | ﹤0.01% |
+22,183
| New | +$390K |
|
2038
Silicon Motion
SIMO
$9.19B
| $345K | ﹤0.01% |
8,883
+34
| +0.4% | +$1.1K |
|
|
JASO
2039
DELISTED
JA Solar Holdings, Co., Ltd
JASO
| $345K | ﹤0.01% |
40,054
+2,730
| +7% | +$24K |
|
|
CUNB
2040
DELISTED
CU Bancorp
CUNB
| $345K | ﹤0.01% |
16,313
-4,352
| -21% | -$97.2K |
|
|
CSR
2041
Centerspace
CSR
$936M
| $344K | ﹤0.01% |
4,741
-154
| -3% | -$10.1K |
|
|
FFWM
2042
DELISTED
First Foundation Inc
FFWM
| $343K | ﹤0.01% |
30,608
-8,114
| -21% | -$89.3K |
|
|
JHP
2043
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
| $342K | ﹤0.01% |
+39,893
| New | +$337K |
|
|
CBI
2044
DELISTED
Chicago Bridge & Iron Nv
CBI
| $335K | ﹤0.01% |
9,143
-89,929
| -91% | -$3.22M |
|
2045
Celestica
CLS
$35.1B
| $334K | ﹤0.01% |
30,437
+495
| +2% | +$5K |
|
2046
Four Corners Property Trust
FCPT
$2.86B
| $334K | ﹤0.01% |
18,613
+2,080
| +13% | +$34.8K |
|
|
SNR
2047
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
| $334K | ﹤0.01% |
32,398
-966
| -3% | -$9.04K |
|
2048
RE/MAX Holdings
RMAX
$200M
| $332K | ﹤0.01% |
9,666
+205
| +2% | +$6.89K |
|
2049
John B. Sanfilippo & Son
JBSS
$949M
| $331K | ﹤0.01% |
4,794
-98
| -2% | -$6.12K |
|
|
GTS
2050
DELISTED
Triple-S Management Corporation
GTS
| $328K | ﹤0.01% |
13,873
-93
| -0.7% | -$2.08K |
|
Similar funds
DAM
First Trust Advisors's Q1 2016 Portfolio in Review
As of Q1 2016, First Trust Advisors held 2,405 positions worth $31.1B, down 19% from $38.5B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Trust Advisors withdrew a net $6.73B in Q1 2016, closing 195 positions and reducing 1,352 holdings. Its most notable exit was First Trust NYSE Arca Biotechnology Index Fund, an estimated $1.21B position sold in full.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.
Against the trend, First Trust Advisors opened a new position in First Trust Utilities AlphaDEX Fund worth $694M.
- First Trust Advisors's largest Q1 2016 buy was First Trust Utilities AlphaDEX Fund: 26,726,348 shares worth $694M.
- First Trust Advisors added most to Mondelez International in Q1 2016, an estimated $111M increase.
- First Trust Advisors's biggest Q1 2016 reduction was Meta Platforms (Facebook), cutting an estimated $232M.
- First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q1 2016, selling an estimated $1.21B.
- First Trust Advisors's ten largest holdings make up 16% of its $31.1B portfolio in Q1 2016.
- First Trust Advisors opened 176 new positions and closed 195 in Q1 2016.
- First Trust Advisors's portfolio value fell 19% quarter-over-quarter to $31.1B.
Based on First Trust Advisors's 13F filing for Q1 2016, filed 10 May 2016.