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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
-7.69%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$34.5B
AUM Growth
-$4.01B
Cap. Flow
-$289M
Cap. Flow %
-0.84%
Top 10 Hldgs %
16.9%
Holding
2,436
New
206
Increased
835
Reduced
1,204
Closed
183

Sector Composition

Rank Sector Weight
1 Healthcare 20.83%
2 Consumer Discretionary 10.65%
3 Technology 10.24%
4 Consumer Staples 9.47%
5 Communication Services 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
NFBK
2001
DELISTED
Northfield Bancorp
NFBK
$436K ﹤0.01%
28,688
+8,471
+42% +$129K
USDU icon
2002
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$472M
$436K ﹤0.01%
15,124
+268
+2% +$7.67K
GPT
2003
DELISTED
Gramercy Property Trust
GPT
$435K ﹤0.01%
6,982
-489
-7% -$33.8K
RPT
2004
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$433K ﹤0.01%
28,878
-2,165
-7% -$35K
ASML icon
2005
ASML
ASML
$675B
$432K ﹤0.01%
4,906
-8,806
-64% -$834K
SGNT
2006
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
$421K ﹤0.01%
+27,441
New +$593K
FNBC
2007
DELISTED
First NBC Bank Holding Company
FNBC
$419K ﹤0.01%
11,944
-4,320
-27% -$156K
GOV
2008
DELISTED
Government Properties Income Trust
GOV
$416K ﹤0.01%
25,992
-32,026
-55% -$543K
CDI
2009
DELISTED
CDI Corp.
CDI
$416K ﹤0.01%
48,619
-772
-2% -$8.2K
DTF
2010
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
$415K ﹤0.01%
28,434
-300
-1% -$4.39K
CRZO
2011
DELISTED
Carrizo Oil & Gas Inc
CRZO
$414K ﹤0.01%
13,548
-454
-3% -$16.5K
TESO
2012
DELISTED
Tesco Corp
TESO
$414K ﹤0.01%
57,987
-247,177
-81% -$2.13M
AROW icon
2013
Arrow Financial
AROW
$652M
$412K ﹤0.01%
+19,545
New +$414K
ENOC
2014
DELISTED
EnerNOC, Inc.
ENOC
$412K ﹤0.01%
52,094
-4,079
-7% -$35.4K
IBTX
2015
DELISTED
Independent Bank Group, Inc.
IBTX
$412K ﹤0.01%
10,721
+3,342
+45% +$141K
FISI icon
2016
Financial Institutions
FISI
$800M
$411K ﹤0.01%
16,578
+3,636
+28% +$89.2K
MBWM icon
2017
Mercantile Bank Corp
MBWM
$1.01B
$411K ﹤0.01%
19,771
+4,254
+27% +$87.1K
BTA
2018
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$409K ﹤0.01%
37,186
-485
-1% -$5.32K
HTB
2019
HomeTrust Bancshares
HTB
$818M
$407K ﹤0.01%
21,939
+2,637
+14% +$46.9K
WASH icon
2020
Washington Trust Bancorp
WASH
$732M
$406K ﹤0.01%
10,554
-4,104
-28% -$161K
PFC
2021
DELISTED
Premier Financial Corp. Common Stock
PFC
$406K ﹤0.01%
+22,198
New +$410K
EXAR
2022
DELISTED
Exar Corporation
EXAR
$406K ﹤0.01%
+68,209
New +$480K
UBNK
2023
DELISTED
United Financial Bancorp, Inc.
UBNK
$405K ﹤0.01%
31,021
-16,787
-35% -$221K
SASR
2024
DELISTED
Sandy Spring Bancorp Inc
SASR
$404K ﹤0.01%
15,426
-8,027
-34% -$215K
HIMX
2025
Himax Technologies
HIMX
$2.2B
$400K ﹤0.01%
50,145
-26,825
-35% -$199K

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First Trust Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, First Trust Advisors held 2,436 positions worth $34.5B, down 10% from $38.5B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Trust Advisors's Q3 2015 filing shows 206 new, 835 increased, 1,204 reduced and 183 closed positions. Its largest new stake was PayPal: 5,258,982 shares worth $163M. The largest sale was Booking.com, an estimated $177M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q3 2015 buy was PayPal: 5,258,982 shares worth $163M.
  • First Trust Advisors added most to First Trust NYSE Arca Biotechnology Index Fund in Q3 2015, an estimated $194M increase.
  • First Trust Advisors's biggest Q3 2015 reduction was Booking.com, cutting an estimated $177M.
  • First Trust Advisors fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $157M.
  • First Trust Advisors's ten largest holdings make up 17% of its $34.5B portfolio in Q3 2015.
  • First Trust Advisors opened 206 new positions and closed 183 in Q3 2015.
  • First Trust Advisors's portfolio value fell 10% quarter-over-quarter to $34.5B.

Based on First Trust Advisors's 13F filing for Q3 2015, filed 5 Nov 2015.