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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XIN
2001
DELISTED
Xinyuan Real Estate
XIN
$366K ﹤0.01%
+6,842
New +$413K
ANGO icon
2002
AngioDynamics
ANGO
$562M
$363K ﹤0.01%
21,138
-13,606
-39% -$209K
PTP
2003
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
$361K ﹤0.01%
+5,886
New +$361K
ANIK icon
2004
Anika Therapeutics
ANIK
$199M
$360K ﹤0.01%
9,442
-6,359
-40% -$196K
HPP
2005
Hudson Pacific Properties
HPP
$834M
$360K ﹤0.01%
2,353
-113
-5% -$16.3K
CGI
2006
DELISTED
Celadon Group Inc
CGI
$360K ﹤0.01%
18,500
-12,084
-40% -$230K
IRBT
2007
DELISTED
iRobot
IRBT
$359K ﹤0.01%
10,313
-15,107
-59% -$515K
OMN
2008
DELISTED
OMNOVA Solutions Inc.
OMN
$358K ﹤0.01%
39,248
-25,578
-39% -$219K
CNXN icon
2009
PC Connection
CNXN
$2.05B
$357K ﹤0.01%
14,384
-9,387
-39% -$192K
PMT
2010
PennyMac Mortgage Investment
PMT
$849M
$356K ﹤0.01%
+15,501
New +$350K
USPH icon
2011
US Physical Therapy
USPH
$1.14B
$356K ﹤0.01%
10,083
-6,584
-40% -$216K
SP
2012
DELISTED
SP Plus Corporation
SP
$356K ﹤0.01%
13,687
-8,940
-40% -$231K
FCH
2013
DELISTED
Felcor Lodging Trust
FCH
$356K ﹤0.01%
43,644
-2,041
-4% -$14.1K
AEC
2014
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$354K ﹤0.01%
22,049
+1,786
+9% +$27.6K
BPFH
2015
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$353K ﹤0.01%
27,974
-17,962
-39% -$208K
UVE icon
2016
Universal Insurance Holdings
UVE
$1.16B
$350K ﹤0.01%
24,139
-20,675
-46% -$199K
BB icon
2017
BlackBerry
BB
$5.01B
$348K ﹤0.01%
46,750
+21,967
+89% +$155K
SHOE
2018
Shoe Station Group
SHOE
$395M
$347K ﹤0.01%
23,890
-15,566
-39% -$211K
PDCE
2019
DELISTED
PDC Energy, Inc.
PDCE
$347K ﹤0.01%
6,528
-3,291
-34% -$201K
STAG icon
2020
STAG Industrial
STAG
$7.86B
$345K ﹤0.01%
16,933
-66
-0.4% -$1.38K
ATSG
2021
DELISTED
Air Transport Services Group
ATSG
$344K ﹤0.01%
42,549
-27,793
-40% -$208K
MFL
2022
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$344K ﹤0.01%
27,498
+7,865
+40% +$99.7K
CSR
2023
Centerspace
CSR
$936M
$343K ﹤0.01%
3,997
-116
-3% -$9.97K
SLH
2024
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$342K ﹤0.01%
4,835
-21,144
-81% -$1.32M
SMMU icon
2025
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$339K ﹤0.01%
6,745
-1,515
-18% -$76.1K
79 80
81
82 83

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.