First Quadrant’s York Water YORW Stock Holding History

First Quadrant’s Portfolio YORW Stock Details YORW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,992	Closed	-$59K	–	919
2016 Q3	$59K	Sell	1,992 -108	-5%	-$3.22K	﹤0.01%	769
2016 Q2	$67K	Buy	2,100 +300	+17%	+$8.88K	﹤0.01%	678
2016 Q1	$55K	Sell	1,800 -1,200	-40%	-$32.9K	﹤0.01%	686
2015 Q4	$75K	Sell	3,000 -1,400	-32%	-$33K	﹤0.01%	639
2015 Q3	$92K	Hold	4,400	–	–	﹤0.01%	615
2015 Q2	$92K	Hold	4,400	–	–	﹤0.01%	623
2015 Q1	$107K	Buy	4,400 +100	+2%	+$2.35K	﹤0.01%	580
2014 Q4	$100K	Buy	4,300 +700	+19%	+$14.9K	﹤0.01%	590
2014 Q3	$72K	Buy	3,600 +2,900	+414%	+$57.6K	﹤0.01%	645
2014 Q2	$15K	Hold	700	–	–	﹤0.01%	767
2014 Q1	$14K	Buy	+700	New	+$14.3K	﹤0.01%	708

Other funds holding YORW

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

ProShare Advisors Bethesda, Maryland $67.5B AUM 28.09% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

First Quadrant's YORW Position: Q4 2016 in Review

First Quadrant sold out of York Water (YORW) in Q4 2016, closing a stake of 1,992 shares — an estimated $59K sold.

First Quadrant first reported a position in YORW in Q1 2014 and held it in 11 quarters. The position peaked at $107K in Q1 2015. 100 funds tracked by Wall St. Rank hold YORW as of Q4 2016.

First Quadrant reported no remaining York Water position as of Q4 2016 after selling out during the quarter.
First Quadrant sold 1,992 York Water shares in Q4 2016, an estimated $59K.
First Quadrant first reported a position in York Water in Q1 2014 and held it in 11 quarters.
First Quadrant's York Water position peaked at $107K in Q1 2015.
100 funds tracked by Wall St. Rank held York Water as of Q4 2016.

Based on First Quadrant's 13F filing for Q4 2016, filed 26 Jan 2017.