First Quadrant’s West Bancorporation WTBA Stock Holding History

First Quadrant’s Portfolio WTBA Stock Details WTBA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-6,900	Closed	-$135K	–	917
2016 Q3	$135K	Hold	6,900	–	–	﹤0.01%	686
2016 Q2	$128K	Hold	6,900	–	–	﹤0.01%	629
2016 Q1	$126K	Hold	6,900	–	–	﹤0.01%	624
2015 Q4	$136K	Hold	6,900	–	–	﹤0.01%	589
2015 Q3	$129K	Hold	6,900	–	–	﹤0.01%	585
2015 Q2	$137K	Hold	6,900	–	–	﹤0.01%	594
2015 Q1	$137K	Hold	6,900	–	–	﹤0.01%	565
2014 Q4	$117K	Hold	6,900	–	–	﹤0.01%	577
2014 Q3	$97K	Hold	6,900	–	–	﹤0.01%	621
2014 Q2	$105K	Hold	6,900	–	–	﹤0.01%	639
2014 Q1	$105K	Hold	6,900	–	–	﹤0.01%	583
2013 Q4	$109K	Hold	6,900	–	–	﹤0.01%	610
2013 Q3	$95K	Hold	6,900	–	–	﹤0.01%	612
2013 Q2	$81K	Buy	+6,900	New	+$77.8K	﹤0.01%	629

Other funds holding WTBA

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BFC

Banc Funds Company Chicago, Illinois $537M AUM 17.34% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

First Quadrant's WTBA Position: Q4 2016 in Review

First Quadrant sold out of West Bancorporation (WTBA) in Q4 2016, closing a stake of 6,900 shares — an estimated $135K sold.

First Quadrant first reported a position in WTBA in Q2 2013 and held it in 14 quarters. The position peaked at $137K in Q2 2015. 65 funds tracked by Wall St. Rank hold WTBA as of Q4 2016.

First Quadrant reported no remaining West Bancorporation position as of Q4 2016 after selling out during the quarter.
First Quadrant sold 6,900 West Bancorporation shares in Q4 2016, an estimated $135K.
First Quadrant first reported a position in West Bancorporation in Q2 2013 and held it in 14 quarters.
First Quadrant's West Bancorporation position peaked at $137K in Q2 2015.
65 funds tracked by Wall St. Rank held West Bancorporation as of Q4 2016.

Based on First Quadrant's 13F filing for Q4 2016, filed 26 Jan 2017.