First Quadrant’s Piper Sandler PIPR Stock Holding History

First Quadrant’s Portfolio PIPR Stock Details PIPR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-4,400	Closed	-$58K	–	807
2015 Q1	$58K	Sell	4,400 -67,836	-94%	-$921K	﹤0.01%	644
2014 Q4	$1.05M	Buy	72,236 +48,400	+203%	+$664K	0.02%	347
2014 Q3	$311K	Buy	+23,836	New	+$318K	0.01%	501

Other funds holding PIPR

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Prudential Financial Newark, New Jersey $91.8B AUM 38.24% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

JIR

James Investment Research Alpha, Ohio $984M AUM 36.03% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $5.65B AUM 61.31% 1-Year Est. Return

First Quadrant's PIPR Position: Q2 2015 in Review

First Quadrant sold out of Piper Sandler (PIPR) in Q2 2015, closing a stake of 4,400 shares — an estimated $58K sold.

First Quadrant first reported a position in PIPR in Q3 2014 and held it in 3 quarters. The position peaked at $1.05M in Q4 2014. 182 funds tracked by Wall St. Rank hold PIPR as of Q2 2015.

First Quadrant reported no remaining Piper Sandler position as of Q2 2015 after selling out during the quarter.
First Quadrant sold 4,400 Piper Sandler shares in Q2 2015, an estimated $58K.
First Quadrant first reported a position in Piper Sandler in Q3 2014 and held it in 3 quarters.
First Quadrant's Piper Sandler position peaked at $1.05M in Q4 2014.
182 funds tracked by Wall St. Rank held Piper Sandler as of Q2 2015.

Based on First Quadrant's 13F filing for Q2 2015, filed 8 Jul 2015.